Another striking example of a national delusion was, arguably, the rise of Nazi ideology in the 1930s, which was fueled by myths about German history, notably the “stab-in-the-back” myth that the country’s capitulation at the end of the First World War was caused by Jews and German socialists (
Evans 2021). The U.S. subprime mortgage crisis, which sparked the global recession of 2007–2008, would have to be included as an example of an economic bubble (
Lewis 2010). Additional examples of national delusions include numerous new pseudosciences, such as creation science, which claims to provide scientific evidence for the biblical account of the origins of the universe (
Pigliucci 2018); quack medicines, such as homeopathy, which claims that drugs become more potent the more they are diluted with water; varieties of medical skepticism, such as the belief that vaccines cause autism; conspiracy theories, such as the belief that NASA faked the Moon landing in 1969 (
Brotherton 2015); and exotic new-age religions. Indeed, the number and variety of “crazy” belief systems seems to change with dizzying speed, which would make the task of the compiler of the catalog even more difficult. At the time of this writing, for example, believers in the QAnon conspiracy (so named because it originated from a social media post by “Q,” who claimed to be an anonymous U.S. intelligence officer) believe that the 45th president of the United States, Donald J. Trump, is engaged in a secret war against a global cabal of Satan-worshipping pedophiles and sex traffickers (
Roose 2020).
The willingness of a large number of the population to believe such apparent absurdities raises the intriguing question of whether there could be a type of irrational or ill-founded belief that is so widely embraced as to be nearly universal. A candidate was proposed by
Lerner (1980), who marshaled a large volume of evidence to argue that the belief in a just world is such a fundamental delusion. This idea of a just world is a commonplace feature of storytelling: from an early age, we like to see heroes rewarded and villains punished (
Jose and Brewer 1984). However, this has real-world consequences, one of which is victim derogation, the tendency to believe that the unfortunate bring misfortune on themselves; hence, the poor are assumed to be feckless and lazy (
Bénabou and Tirole 2006), and victims of rape are criticized for wearing short skirts or for consuming too much alcohol (
Russell and Hand 2017). Among the many intriguing observations made about these kinds of beliefs are historical changes documented by
Malahy et al. (2009), who noticed that many social psychologists had used the same questionnaire—the Just World Scale (
Rubin and Peplau 1975)—in studies conducted with U.S. college students. Examining 28 studies that had been published between 1975 (just before Ronald Reagan entered the White House and introduced neoliberal economic policies) and 2006, they found that belief in a just world
increased across this period, correlating positively with increases in income inequality as measured by the Gini coefficient (arguably evidence that the world is unjust).
Delusions of Psychiatric Patients
Many of the efforts to characterize the delusions of psychiatric patients have focused on their content. As the current DSM-5-TR definition cited earlier states, these beliefs tend to follow particular themes. The most studied type is the persecutory or paranoid delusion (
Bentall et al. 2001;
Freeman 2016), in which the individual believes “that someone, or some organisation, or some force or power, is trying to harm them in some way; to damage their reputation, to cause them bodily injury, to drive them mad or to bring about their death” (
Wing et al. 1974, p. 175). The central feature of this kind of belief is an extreme sense of vulnerability and of being under attack coupled with an intense feeling of apprehension or fear (
Boyd and Gumley 2007). Some definitions (e.g., the one in DSM-5-TR) also include the belief that someone close to the individual is being threatened with harm, although other commentators have cautioned that beliefs of this kind do not really belong to the paranoid category (
Freeman and Garety 2000). These beliefs are particularly common in patients with a diagnosis on the schizophrenia spectrum; for example, in a large clinical trial that recruited patients very soon after they first became known to psychiatric services, 235 patients (91.8%) scored above the clinical cutoff for suspiciousness when their symptoms were assessed with the Positive and Negative Syndrome Scale (
Moutoussis et al. 2007).
Delusions of reference, in which innocuous events are attributed special meaning, have been much less studied than paranoid beliefs, despite also being very commonly encountered in psychiatric practice (
Startup et al. 2009). Sometimes these beliefs are included within the paranoid grouping (
Green et al. 2008). However, empirical studies have shown that they fall into two separate types: delusions of observation, in which the patient believes that they are being spied on or gossiped about; and delusions of communication, in which they believe that some innocuous message or sign (e.g., a radio broadcast) is directed at the self. Only the former type is associated with beliefs about persecution (
Startup and Startup 2005).
Grandiose delusions have also been studied only rarely (
Knowles et al. 2011) but typically involve beliefs about special identity, special talents, a special mission in life, or extreme wealth (
Leff et al. 1976). One hypothesis about these beliefs, dating back at least as far as the work of the psychoanalyst Karl
Abraham (1911/1927), is that they are the product of some kind of psychological defense against depression or low self-esteem. However, a recent qualitative study of recovered grandiose patients found that these beliefs more often seem to reflect a desperate need for a purpose and meaning in life rather than a need to feel superior to others (
Isham et al. 2019).
Delusions of control, sometimes called
passivity phenomena, involve the belief that feelings, drives, and volitional acts are under the control of others. These types of delusions have sometimes been considered to have special status with respect to the diagnosis of schizophrenia because German psychiatrist Kurt Schneider (1887–1967) included them in his list of first-rank symptoms that he thought were characteristic of the disorder (
Schneider 1959). Phenomenologically speaking, these symptoms seem to involve a loss of the sense of agency (
Gallagher 2015) or ownership of actions and feelings (
Bortolotti and Broome 2008), which has led to research to try to identify the neuropsychological origins of this kind of deficit (
Frith 2012). If this account is correct, one implication is that delusions of control might be closely related to hallucinatory phenomena, such as auditory-verbal hallucinations, which occur when self-generated cognitive processes such as inner speech are misattributed to an external source (
Bentall 1990), rather than to the other types of delusions considered here. (See
Chapter 13, “Who Are You?”)
Last, it is not uncommon for delusions to have religious content (
Brewerton 1994). One study estimated that about a quarter of patients experiencing a first episode of psychosis have delusions of this kind (
Siddle et al. 2002). Numerous other, much rarer delusional systems have been intensively studied because they either are associated with specific neuropsychological impairments, such as Capgras syndrome, in which the individual believes that a loved one has been replaced by an impostor (
Young et al. 1990), or lead to specific medical complications, such as delusional parasitosis, which frequently leads to unnecessary interventions by dermatologists (
Hylwa et al. 2011;
Munro 1978), but these are not considered further here.
A striking feature of these themes is that they are universal. In a meta-analysis of 102 studies from around the world (
Collin et al. 2022), paranoid delusions were consistently found to be most common, present in 64.5% of the patients studied. Ideas of reference occurred in 39.7%, grandiose delusions in 28.2%, delusions of control in 21.6%, and religious delusions in 18.3%. These estimates were almost completely unaffected by various geographic and cultural covariates, such as whether the samples were from developed industrialized nations or developing nations or whether the countries considered had high or low levels of inequality. One possible interpretation of this finding is that the themes reflect common existential themes that affect all humankind, such as the need to distinguish between trustworthy and untrustworthy others (paranoia), the need to make sense of ambiguous communications (reference), and concerns about social rank and the meaning of life (grandiose and religious delusions).
However, this is not to say that delusions are uninfluenced by the social, cultural, and political milieus in which the individual lives, although these influences become evident in only a few studies that have conducted more fine-grained analyses. For example, a study of Egyptian patients found that those who were least educated tended to have religious delusions relating to Islam, whereas those who were middle-class and educated tended to have secular and science-based delusions (
El Sendiony 1976). A study from Malaysia compared patients in Penang, on the northwestern coast of the country, where the population is predominantly Chinese, with patients in Kota Bharu, in Kelantan on the eastern side, where there the population is mainly Malaysian and Muslim (
Azhar et al. 1995). Once again, paranoid delusions were the most common type of delusion in both communities, followed by grandiose delusions. However, the grandiose delusions of the Kelantan patients typically concerned power or wealth, whereas those of the Penang Chinese patients were more often concerned with status. Among the Kelantan patients, delusions often focused on interpretation of the Koran; for example, patients thought that they had been specially chosen by God or were descendants of the Prophet.
A striking example of how context can color delusional content was reported during the recent COVID-19 pandemic when, in population surveys conducted in four countries, it was found that a small proportion of people had developed paranoid ideas about the virus (e.g., that others were trying to infect them); it turned out that those who developed these beliefs also scored highly on more general measures of paranoid thinking (
Ellett et al. 2022).
Difficult Cases
Not surprisingly, difficult cases in which mental health experts struggle to agree on the delusional status of a belief system are not uncommon. Within clinical settings, a degree of ambiguity about this issue is often tolerated by psychiatric staff, and the problem usually generates attention only in rare and extreme cases, often those in which criminal behavior or violence is involved.
For example, in July 1984, two Mormon fundamentalists, Ron and Dan Lafferty, visited the home of their brother, Allen, in the town of American Fork, Utah. Allen was away working at the time, but they were greeted by Allen’s wife, Brenda. After entering the house, the two men murdered both Brenda and her 15-month-old daughter, Erica (
Krakauer 2003). Arrested after a half-hearted attempt to evade law enforcement agencies, the Laffertys claimed that the murders had been carried out on the instruction of Jesus Christ; Dan later asserted that he was the Prophet Elijah. At trial, their crime presented a conundrum for mental health professionals, who were unable to agree on whether the brothers had a shared psychotic illness or were merely in the grip of an extreme religious ideology. A similar dilemma faced mental health professionals at the trial of the Norwegian mass murderer Anders Behring Breivik, who in July 2011 bombed Norwegian government offices in Oslo, killing eight people, before shooting and killing 69 young political activists attending a summer camp on the nearby island of Utøya (
Melle 2013;
Parnas 2013). Breivik justified his actions on the grounds that he was a member of a secret organization, the Knights Templar, that was fighting feminism, the “Islamification” of his country, and the “cultural suicide of Europe.”
Legal attempts to adjudicate these kinds of cases have usually focused on questions of culpability and the possibility that a person accused of a crime should be considered not guilty on the grounds of insanity (in this context, it is important to note that insanity is a legal and not a clinical concept). In many jurisdictions, the relevant legislation employs some version of the M’Naghten rule, named after Daniel M’Naghten, a Scottish woodcutter who on January 20, 1843, shot Edward Drummond, a civil servant whom he had mistaken for the prime minister, Robert Peel. By modern standards, M’Naghten would probably be diagnosed as psychotic because he held a complex set of highly paranoid ideas about the Tory government that was in power at the time. According to the rule that now bears his name, established by the British House of Lords, a successful not guilty plea requires the defense to establish that “the party accused was labouring under such a defect of reason from disease of the mind, as not to know the nature and quality of the act he was doing, or if he did know it, that he did not know that what he was doing was wrong” (
Allnutt et al. 2007, p. 294). However, in recent times this defense has rarely been successful. Many U.S. states, including Utah, where the Laffertys were tried, removed the defense from their statute books after John Hinckley Jr. tried but failed to assassinate Ronald Reagan on March 30, 1981, in an attempt to impress actress Jodie Foster. However, in many states it is still possible for the defense to raise mental health issues in mitigation or to determine whether a defendant is capable of standing trial. Norway, where Breivik was tried, has been almost unique in simply requiring proof of psychotic illness (determined by standard psychiatric criteria, with no evidence of impaired judgment required) as grounds for a not guilty verdict.
The testimonies of expert psychiatric witnesses at the trials of both Ron Lafferty and Anders Breivik ultimately proved both contradictory and controversial. (Dan was tried separately from his brother, conducted his own defense, and rejected any suggestion that his mental health was impaired.) Juries in both cases were unconvinced by the psychologists and psychiatrists who argued that the crimes of the defendants were caused by their delusions and sided with those who argued that their beliefs were not pathological. Making the case that there was nothing pathological about Ron Lafferty’s beliefs, Noel Gardner, a psychiatrist at the University of Utah Medical School, while acknowledging that the defendant’s beliefs were unusual, appealed to the madness of crowds:
Many of us believe in something referred to as trans-substantiation. That is when the priest performs the Mass, that the bread and the wine become the actual blood and body of Christ. From a scientific standpoint, that is a very strange, irrational, absurd idea. But we accept that on the basis of faith, those of us who believe that. And because it has become so familiar and common to us, that we don’t even notice, in a sense, it has an irrational quality to it. Or the idea of the virgin birth, which from a medical standpoint is highly irrational . . . . (
Krakauer 2003, p. 301)
Commenting on the Breivik case, one observer lamented that the disputes about his mental health could have been avoided if only those who had examined him had paid less attention to the content of his beliefs and instead focused more on subtle phenomenological features that marked out true delusions (
Parnas 2013).
Phenomenology and the Continuum Debate
The phenomenological approach to psychiatry traces its roots to the work of European philosophers, notably Franz Brentano (1838–1917); Edmund Husserl (1859–1938); Martin Heidegger (1889–1976); and Karl Jaspers (1883–1969), who was also a psychiatrist (see
Bovet and Parnas 1993;
Broome et al. 2012). Clinicians working in this tradition have argued that psychosis is a disturbance of the way the individual experiences their existence in the world, which can only be revealed by the clinician who uses empathy as a tool for understanding the unique meaningful connections that compose the patient’s mental life. These connections are held to be quite different from the kinds of causal relationships that are the concern of the natural sciences (
Jaspers 1913/1963). It is this disturbance of experience (arguably absent in the case of Anders Breivik but less obviously so in the case of the Lafferty brothers) that is thought to prove that delusions are qualitatively different from ordinary beliefs and attitudes.
Jaspers (1913/1963) noted that the beliefs of psychiatric patients are typically held with great conviction, are resistant to counterargument, and seem bizarre to observers, but he was aware that these criteria could also be applied to other fervently held beliefs and attitudes. He therefore argued that meeting these three criteria was not sufficient for beliefs to qualify as true delusions as opposed to what he termed “overvalued” ideas. Because true delusions do not arise meaningfully from the individual’s personality and life experiences, the clinician would fail to empathize with the patient, no matter how hard he or she tries. Delusions, therefore, could only be “explained,” presumably as some kind of disorder of the CNS. They are the consequence of a sudden, more or less sudden, breakdown in meaning (
Jaspers 1913/1963). Taking this argument to its logical extreme, a later phenomenologically inclined researcher not only rejected the idea that delusions are wrong beliefs but argued that they are “empty speech acts, whose informational content refers to neither world or self” (
Berrios 1991, p. 12).
This approach leads to the often-made distinction between the form and content of a belief, for example as articulated by Kurt Schneider:
Diagnosis looks for the “How” (form) not the “What?” (the theme or content). When I find thought withdrawal, then this is important to me as a mode of inner experience and as a diagnostic hint, but it is not of diagnostic significance whether it is the devil, the girlfriend or a political leader who withdraws the thoughts. Wherever one focuses on such contents, diagnostics recedes; one sees then only the biographical aspects or the existence open to interpretation. (quoted in
Hoenig 1982, p. 396)
This distinction has led phenomenologists to emphasize the affective and experiential aspects of delusional thinking rather than what patients say they believe (
Feyaerts et al. 2021). The plausibility of this approach, of course, depends on the success with which these mental states can be characterized. One strategy has been to focus on the period that precedes the onset of the fully developed delusional system. For example, in detailed studies of more than 100 patients with psychosis—mostly soldiers with paranoia symptoms—conducted in a military hospital during the Second World War, German psychiatrist Klaus Conrad (1905–1961) claimed to identify a series of stages through which their ideas evolved (
Conrad 1958/2012; see also
Bovet and Parnas 1993 and
Mishara 2010). First, according to Conrad, there is an initial phase of
das Trema (derived from Greek, colloquial for “stage fright”) or delusional mood, which may last for a few days or much longer, in which the patient feels a sense of tension, that there is something in the air, but is unable to say what has changed. At first this applies only to certain events and objects, but it gradually widens to encompass everything in the patient’s world, creating suspiciousness, fear, and a sense of separation from others. This leads to a state of
apophany (revelation) in which the delusion appears suddenly, as an “a-ha!” experience, often bringing about a sense of relief. Finally, in the
anastrophe (turning back) phase, the patient feels themself to be the passive focus around which the delusional business of the world is revolving. In psychiatric research, these ideas have been influential in attempts to identify very early prodromal or basic symptoms of psychosis (e.g.,
Klosterkötter et al. 2001) but otherwise have been subject to very little empirical investigation.
Without a doubt, phenomenological research has been useful in making us think more broadly about psychopathological phenomena, but it has not been without limitations. One, which will not detain us here, is the problem that people have when trying to put private experiences into words to report them; the philosopher Ludwig
Wittgenstein (1953) provided a compelling analysis of the limits of language in this regard. A more important limitation for the present purposes concerns the assumption of abnormality that has been made in these studies. Phenomenologists have generally conceived “normality” in terms of either coherence (whether experiences are in agreement with other experiences) or optimality (whether experiences contribute to the richness and differentiation of intentional objects in the world) rather than in statistical terms (
Heinämaa and Taipale 2018). Within this framework, it is of course still necessary to consider a variety of experiences, yet phenomenological researchers have generally focused only on those of people diagnosed as having mental illness and have neglected to consider the variety of ordinary beliefs and attitudes (
Connors and Halligan 2021). This has led them to underestimate the madness of crowds.
To see how serious this oversight is, we can consider religious beliefs, which often have exactly the kind of experiential component that phenomenologists think is the key to understanding delusions. Probably the best-known example of a profound change in religious belief is the conversion to Christianity of Saul of Tarsus (later known as Paul the Apostle). Born a Roman citizen to a devout Jewish family, he was the beneficiary of a broad education by the standards of his time but, as a young man, assisted in the persecution of the early Christians. At some point between 31 and 36 C.E., while traveling on the road to Damascus, he underwent a sudden and dramatic mystical experience, the nature of which has ever since been the subject of theological as well as psychological debate, made possible because it was described differently in different passages of the New Testament. According to the most widely quoted account in the Acts of the Apostles (which describes the event in the third person):
And as he journeyed, he came near Damascus: and suddenly there shined round about him a light from heaven.
And he fell to the earth, and heard a voice saying unto him, Saul, Saul, why persecutest thou me?
And he said, Who art thou, Lord? And the Lord said, I am Jesus whom thou persecutest: it is hard for thee to kick against the pricks.
And he trembling and astonished said, Lord, what wilt thou have me to do? And the Lord said unto him, Arise, and go into the city, and it shall be told thee what thou must do.
And the men which journeyed with him stood speechless, hearing a voice, but seeing no man.
And Saul arose from the earth; and when his eyes were opened, he saw no man: but they led him by the hand and brought him into Damascus.
And he was three days without sight, and neither did eat nor drink. (King James Bible, Acts 9:3–9)
Occasionally, neurologists have attempted to explain away episodes of this kind as the product of epilepsy. Indeed, modern studies have found that patients with temporal lobe epilepsy often show high levels of religiosity, and one study even claimed to have detected abnormal brain waves in a patient with epilepsy who had a messianic experience while being monitored by electroencephalogram (
Tedrus et al. 2015). However, it seems very unlikely that all religious experiences can be accounted for in this way. Spiritual encounters not only have been reported by key figures in all three of the Abrahamic religions but also seem to be surprisingly common experiences in ordinary people. This was demonstrated by a research program initiated by Sir Alister Hardy (1896–1985), an Oxford-based marine zoologist and one-time Antarctic explorer, who believed that human spirituality is an evolved capacity and that the spiritual strength that results from religious experiences contributes to resilience in the face of stress. Compiling more than 6,000 first-person accounts of religious experiences sent to him by members of the general public, he reported that many people (29%) included the experience of a pattern of events that convinced the individual that they were meant to happen; others involved the experience of the direct presence of God (27%), prayers being answered (25%), being looked after or guided by a presence (22%), or an awareness of the sacred in nature (16%) (
Hardy 1979). Detailed interviews conducted later with a small number of people who had contacted the center that Hardy established found that these types of experiences could not be distinguished from psychotic experiences in terms of either content or form (
Jackson and Fulford 1997).
The logical alternative to the idea that delusions are qualitatively different from other beliefs, typically favored by psychologists, is to propose a continuum between normal and abnormal believing. Yet, arguably, the interpretation of the evidence that appears to support this hypothesis has also been limited by simplistic assumptions about the nature of normal beliefs and attitudes. Two kinds of evidence are often cited to support the continuum.
The first type of evidence concerns the prevalence of abnormal beliefs in the general population as revealed in epidemiological studies. For example, in a study of people attending appointments with their general practitioners in southwestern France using the Peters et al. Delusions Inventory (
Peters et al. 1999b), of those who had no history of psychiatric treatment, 69.3% reported that people they knew were not who they seemed to be, 46.9% reported telepathic communication, 42.2% reported experiencing seemingly innocuous events that had double meanings, and 25.5% reported that they were being persecuted in some way (
Verdoux et al. 1998). In the epidemiological Netherlands Mental Health Survey and Incidence Study (NEMESIS), 3.3% of the 7,000 participants were judged to have delusions, and 8.7% were estimated to have similar ideas that were judged to be not clinically significant because they were not associated with distress (
van Os et al. 2000). A later German study confirmed that the delusions of psychiatric patients and apparently similar beliefs in nonpatients are mainly distinguishable in terms of the distress associated with them rather than by either conviction or the extent to which the individual is preoccupied with the belief (
Lincoln 2007).
This evidence is not decisive because it is possible that psychopathological phenomena are more prevalent than previously supposed but nonetheless qualitatively distinct from normal psychological phenomena. Hence, the second type of evidence often appealed to in support of the continuum hypothesis has been obtained by examining the distribution of beliefs in the population more closely using appropriate statistical techniques. Studies that have attempted this have typically focused on paranoid beliefs. For example,
Freeman et al. (2005) administered a checklist of paranoid thoughts to an online convenience sample of more than 1,000 predominantly female university students who were asked to rate each item (e.g., “People would harm me if given an opportunity”) on frequency over the past month, conviction, and distress. The three scales were highly correlated, and total scores formed a smooth exponential decay curve, with large numbers of participants endorsing nonpathological items and rarer items being endorsed only by those who had high total scores. A subsequent study by the same group used items picked out of the 2014 U.K. Adult Psychiatric Morbidity Survey of a representative sample of 7,000 adults (
Bebbington and Nayani 1995). The analysis, which used sophisticated statistical techniques, identified four separate components of paranoia—interpersonal vulnerability, ideas of reference, mistrust, and fear of persecution—and again found that total scores on the items were distributed along an exponential decay curve.
One limitation of these studies is that they included no clinical samples.
Elahi et al. (2017) compiled data on more than 2,000 healthy participants (mainly students and predominantly female), 157 patients with prodromal psychosis, and 360 patients with psychosis from previous studies that had used the same paranoia measure. The study used three separate taxometric methods, which have been developed to discriminate between continua and taxa (classes of individuals with unique characteristics), and the analyses were carried out on the entire sample and the nonclinical participants alone. The findings strongly supported a continuum model when the clinical participants were both included and excluded.
Earlier I criticized the phenomenologists for simplistic assumptions about the nature of normal beliefs, and the same charge can be directed against continuum theorists. The studies I have just described, which were based on questionnaires and structured interviews focused entirely on belief content, ignored the kinds of experiential aspects of believing that the phenomenologists have highlighted and that I have previously suggested are often evident in both normal and abnormal beliefs. Indeed, for the most part, psychological research has treated beliefs simply as propositions written on an inner list that is accessible only to the believer but that (assuming the respondent is truthful) investigators can access by asking the right questions. What seems to be missing from both the phenomenological and the psychological approaches is an adequate understanding of what believing entails.