Decision Making About Pathways Through Care for Racially and Ethnically Diverse Young Adults With Early Psychosis

This study used ethnographic methods, which are a promising tool for mental health services [see the online supplement for a discussion of ethnography and mental health services research]. Ethnography generates hypotheses rather than tests hypotheses (17–19). Ethnographers spend a lot of time with participants to develop holistic insights (20–22). Ethnographers also prioritize data that appear repeatedly across multiple time points and sources to increase the trustworthiness of findings (23, 24).

Participants were recruited from 2014 to 2016 from a psychiatric emergency hospital serving patients with any insurance (including no insurance) in a seven-county area of North Texas. The hospital served 23,000 patients per year and an estimated two youths with early psychosis per week in 2014. The facility could hold patients up to 72 hours involuntarily. Some participants were transferred to other inpatient care facilities for longer-term stays, such as a state hospital. None of the participants in our study qualified for a fledgling local early intervention service that only accepted indigent patients who were not eligible for Medicaid or Medicare and were living below 200% of the federal poverty level.

Our sample was purposive (18). Eligibility criteria for young adults included being age 18 to 30 with no history of a psychiatric hospitalization for a psychotic disorder earlier than the 3 prior months, no history of antipsychotic medication usage for more than three months, and a diagnosis of a nonaffective psychotic disorder. Diagnoses and age were confirmed by medical record and with the treatment team. The team prioritized recruiting young adults from racial-ethnic minority backgrounds. Key supporters were age 18 or older.

Treatment staff identified potential participants. When they were stable, we told them about the study, obtained written informed consent (as overseen by the North Texas Institutional Review Board at Medical City Dallas and the Southern Methodist University Institutional Review Boards), requested names and phone numbers of potential key supporters, administered a demographic survey, and engaged them in an initial audio-recorded interview. Once the young adult was released from the hospital, we engaged him or her in at least three follow-up visits [see the online supplement for a description of the study timeline]. Two team members observed participants’ everyday routines, activities, and conversations, which were then recorded in field notes (25, 26). We also engaged participants in 45- to 75-minute, open-ended, person-centered interviews (27). Young adults received up to $180 in compensation across the interviews; key supporters received up to $80. Professional transcriptions were obtained quickly after each interview for ongoing analysis. In weekly lab meetings, we reviewed interview transcripts and field notes to develop person-specific follow-up probes for subsequent interviews. This “member-checking” technique has been shown to increase validity (18, 28, 29). We also documented research team memos about iterative patterns we observed across visits and across participants.

Interview transcripts were uploaded into Dedoose and coded [see the online supplement for a description of the coding techniques]. Once coded, text was easily extracted, aligned, and compared across transcripts, visits, and participants (28, 30). Consistent with constructivist grounded theory methods, the team reviewed the coding analysis, field notes, and lab meeting research memos to look for iterative patterns across the data and generate hypotheses about key factors influencing treatment decision making (18). We then created a table showing relevant factors in order of their frequency.

Most young adults (more than 100) who were approached refused to participate. Thirty-seven young adults engaged in at least one interview. Nineteen were lost to follow-up before the 12-week period ended. [Demographic information for all recruited participants is presented in the online supplement.]

Eighteen young adults completed the study (Table 1) by participating in three or more interviews during the first 12 weeks and are the focus of this report. Most young adults (N=16, 89%) engaged in four visits and interviews. Among the 18 young adults who completed the study, the mean±SD age was 21.9±3.1 years. Eight were male, and 10 were female. Seven participants were black, eight were Latino, two were white, and one was Asian. Most were at least high school graduates (N=15, 83%). One-half were second-generation immigrants, and three were first-generation immigrants from South Asia, West Africa, and Central America, respectively. At the 12-week point, eight continued to attend mental health appointments, and 10 (55%) had dropped out of care.

Nineteen key supporters of 15 of the young adults who completed the study also participated in at least one 45- to 60-minute interview (Table 2). Two-thirds of the key supporters were women (N=12) and mothers (N=8, 42%). Five were siblings. Three key supporters identified by young adults were not interviewed because of language barriers or persistent scheduling conflicts.

We ranked emergent factors that young people and their key supporters discussed as being important for treatment decision making (Table 3). A narrative description of these ranked factors with illustrative quotes is presented below. Each quote is identified by a letter or letters referring to an individual young person (i.e., A, B, C, etc.) or the key supporter (KS) of that individual (e.g., A.KS) and by the week in which the interview was conducted.

Engaging racially and ethnically diverse young adults early in mental health care that is meaningful for them and addresses their needs is critical (1, 2, 4, 10). This study sought to understand what might motivate young adults, primarily from racial-ethnic minority groups, to engage in a pathway through care instead of dropping out of care after an initial hospitalization for a psychotic disorder. Our findings suggest that pathways to and through care are messy and complex. Using data from interviews and field notes, we generated hypotheses about interactive factors that likely affect treatment decision making, at least for racial-ethnic minority, and likely for many, young adults. These hypotheses also suggest ways that early psychosis services can better engage young adults and key supporters in care.

Studies have shown that for most young adults who have been given a diagnosis of early psychosis (perhaps especially racial-ethnic minority young adults [31]), initial mental health contact often occurs in a crisis situation involving police intervention and emergency treatment (16, 32–34). This can be traumatic and is likely to engender mistrust of services (31, 35). We also found that many youths in our study followed toxic pathways to care that included police involvement, disempowering interactions with mental health care providers and settings during emergency hospitalizations, little support for relationship repair, and a severe diagnosis that was often poorly understood, while “care” seemed to be limited to pharmaceutical interventions that caused disruptive side effects. Expensive emergency hospitalizations offered very little material, moral, or therapeutic support.

After hospitalization, many felt worse. Being advised not to drive, to abstain completely from alcohol and drugs while taking medications, and to avoid returning to work and school to reduce stress was frustrating. The number-one priority for young adults and key supporters was getting back to normal. To do so, participants wanted help to address the financial challenges of mental health care, to meet increased transportation needs for appointments, to understand the role of substance use in mental health crises and recovery, and to repair relationships strained by issues that arose prior to and during their hospitalization and that remained unresolved.

Clearly, young adults with early psychosis need to have access to care prior to a crisis point (16). For example, education campaigns can encourage people to seek help before they need emergency services (16, 36). Many families also struggle with whether or not to seek out mental health services for what may be typical teen behavior (16). Offering families good information that includes positive, nonconfusing messages can have a positive effect (32, 37) and may reduce the uncertainty that young people and families feel (38). Involving families is also critical for engagement (3, 39, 40), a conclusion that is supported by our findings. This may be especially true for racial-ethnic minority groups, who often depend on family more (41) and may be more sensitive to stigma-related shame (31, 42). One-fourth of our key supporters were siblings, thus supporting studies showing that siblings may need more support (43). Therapeutic offerings for families can work to repair relationships and help people manage a sense of loss and grief around the diagnosis (16, 32).

Best practices for ideal engagement should include a strong therapeutic alliance, mutual acceptance, focus on the client’s life goals, and shared decision making (7, 9). Shared decision making supports young adults’ autonomy and healthy development (7, 44, 45). A good therapist can help people seek meaning at these early stages and affirm private understandings that help people move past their distrust of biomedical diagnoses, promote hope, and are essential for successful treatment (46, 47).

Age-appropriate support is needed to address substance use or abuse, which is reported to be a robust predictor of treatment disengagement in the literature (3, 39, 40, 48–50). Experimentation with drugs and alcohol may be especially attractive to young adults with early psychosis because friends who are intoxicated are less judgmental of unusual behaviors (32, 51). Specialized programs that address the social pressure to use drugs and alcohol and that offer advice on how to make good choices surrounding medications and substances used socially are needed.

Methodological limitations of our study included difficulty retaining participants and a small sample size. Yet, retention issues were expected, given that up to 40% of young adults with early psychosis drop out even from specialty programs (3). Efforts to increase retention included avoiding the use of clinically oriented questions and language; contacting participants by using cell phones, social media accounts, and their key supporters (with permission); and offering financial incentives to follow-up. The sample size was small, but adequate for a purposive sample of interviews, which has been suggested to require a minimum of nine participants (52).

This study is a first step in researching engagement longitudinally in a phase-based approach, as has been recommended (8). Our study supports the suggestion that more options are needed (10), and the presence of a youth-oriented, early intervention specialty program that uses best practices may help. More research is needed to test the relevance of the factors we identified for early psychosis programs and the racially and ethnically diverse young adults and key supporters who use them.

The challenge of both early psychosis programs and care as usual is that often traumatic initial pathways to care remain a standard and formative experience for most young adults with early psychosis. Until this changes, posthospitalization mental health services that thoughtfully acknowledge the effects of this experience would address common needs that result from such a pathway to care and so ideally engage young adults more effectively in a pathway through care to recovery.

The authors thank Thomas M. Collins, Kanlaya Ditthakassem, M.N.S., R.N., Gail Barnes, M.S.W., Miguel Gutierrez, Megan Bartrum, M.A., Kelli Bassett, M.A., Brenna Raney, M.A., and Jordan Goldstein, M.A., for their assistance. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health or NIMH.