TRANSFERENCE-FOCUSED PSYCHOTHERAPY
for Adolescents With
SEVERE PERSONALITY DISORDERS
TRANSFERENCE-FOCUSED PSYCHOTHERAPY
for Adolescents With
SEVERE PERSONALITY DISORDERS
Lina Normandin, Ph.D.
Karin Ensink, Ph.D.
Alan Weiner, Ph.D.
Otto F. Kernberg, M.D.
Note: The authors have worked to ensure that all information in this book is accurate at the time of publication and consistent with general psychiatric and medical standards, and that information concerning drug dosages, schedules, and routes of administration is accurate at the time of publication and consistent with standards set by the U.S. Food and Drug Administration and the general medical community. As medical research and practice continue to advance, however, therapeutic standards may change. Moreover, specific situations may require a specific therapeutic response not included in this book. For these reasons and because human and mechanical errors sometimes occur, we recommend that readers follow the advice of physicians directly involved in their care or the care of a member of their family.
Books published by American Psychiatric Association Publishing represent the findings, conclusions, and views of the individual authors and do not necessarily represent the policies and opinions of American Psychiatric Association Publishing or the American Psychiatric Association.
Copyright © 2021 American Psychiatric Association Publishing
ALL RIGHTS RESERVED
First Edition
Manufactured in the United States of America on acid-free paper
25 24 23 22 21 5 4 3 2 1
American Psychiatric Association Publishing
800 Maine Avenue SW, Suite 900
Washington, DC 20024-2812
Library of Congress Cataloging-in-Publication Data
Names: Normandin, Lina, author. | Ensink, Karin, author. | Weiner, Alan, author. | Kernberg, Otto F., author. | American Psychiatric Association, publisher.
Title: Transference-focused psychotherapy for adolescents with severe personality disorders / Lina Normandin, Karin Ensink, Alan Weiner, Otto F. Kernberg.
Description: First edition. | Washington, DC : American Psychiatric Association Publishing, [2021] | Includes bibliographical references and index.
Identifiers: LCCN 2021005934 (print) | LCCN 2021005935 (ebook) | ISBN 9781615373147 (paperback) | ISBN 9781615373543 (ebook)
Subjects: MESH: Personality Disorders—therapy | Adolescent | Psychotherapy, Psychodynamic—methods | Transference, Psychology
Classification: LCC RC554 (print) | LCC RC554 (ebook) | NLM WS 470.P3 | DDC 616.85/81—dc23
British Library Cataloguing in Publication Data
A CIP record is available from the British Library.
This book is dedicated to our children and grandchildren, as well as our teacher, Paulina Kernberg, who started this journey of helping adolescents with personality disorders. It is also dedicated to our adolescent patients who convinced us that young people with personality disorders deserve specialized treatments as well as therapists who expect the best from them.
Contents
About the Authors
Preface
Introduction and Overview of the Manual
PART I
Models of Psychopathology and Normal Development for Understanding Personality Disorders at Adolescence
1 Personality Disorders at Adolescence: Phenomenology, Development, and Construct Validity
2 Psychodynamic Conceptualization of Personality, Development, and Personality Disorders at Adolescence
PART II
Therapeutic Approach
3 Major Goal and Strategies
4 Clinical Evaluation and Assessment Process
5 Establishing the Treatment Frame and Parent Collaboration
6 Techniques of TFP-A
7 Tactics of TFP-A
PART III
Processes and Applications
8 Phases of Treatment
9 Conclusion
APPENDIX
TFP-A Manual Adherence and Competence Scale (TFP-A/MACS)
References
Index
About the Authors
Lina Normandin, Ph.D., is professor of psychology at Université Laval in Quebec, Canada, and researcher at and director of the Child and Adolescent Research and Treatment Unit at the Université Laval Outpatient Clinic.
Karin Ensink, Ph.D., is professor of psychology at Université Laval in Quebec, Canada, and principal researcher at the Child and Adolescent Research and Treatment Unit at the Université Laval Outpatient Clinic.
Alan Weiner, Ph.D., is a voluntary faculty member of Weill Cornell Medical College Department of Psychiatry, where he supervises advanced students in psychiatry and psychology, and a consultant in the Division of Child and Adolescent Psychiatry at Payne Whitney Westchester.
Otto F. Kernberg, M.D., is director of the Personality Disorders Institute at Weill Cornell Medical College, professor of psychiatry at Weill Cornell Medical College, and training and supervising analyst at the Columbia University Center for Psychoanalytic Training and Research in New York, New York.
Preface
UNDER OPTIMAL circumstances, adolescence is an exhilarating time of life, a period of personal expansion into new territories of knowledge and skills, interests and dreams, that prepares the adolescent for mature engagement and satisfaction in work, love, and play. It is the gateway to biological and psychological enjoyment of adult love, sexuality, and consolidation of lifelong friendships and social networks. Adolescence is a time for entering the currents of history and culture, and taking one’s own place in nature and society.
However, this developmental period is not without its challenges. Painful recognition of the inevitability and prevalence of human aggression, rivalry, competition, envy, betrayal, and one’s own limitations signals the end of infantile naivete. It is a time for learning to maintain faith, love, confidence, and trust in the context of disappointments, ambiguity, and disillusionment. With optimal psychological resources and external supports, meeting the challenge of these adversities forges sufficient resilience to weather the storms. But, with a troubled developmental history and a traumatizing and restrictive personal and social environment, adolescent growth and expansion may be severely curtailed and distorted. Growing resentment over a world that seems hostile and indifferent, where all roads to personal expansion are blocked, and the attainment of a stable identity undermined by insecurity and loneliness combine to put the overall well-being and mental health of the adolescent at a severe disadvantage.
Transference-Focused Psychotherapy for Adolescents (TFP-A) is a specialized psychodynamic psychotherapy geared toward exploring and resolving the conflicts linked to negative experience and the behaviors that express severe threats to and limitations of normal adolescent development. TFP-A is a clinically and empirically tested application of psychoanalytic theory and technique to the specific disturbances of identity that signal the development of a severe personality disorder. The description of this treatment is the fundamental objective of this manual. While the techniques employed pay close attention to the patient’s current dilemmas and symptoms, our ultimate objective is to resolve the intrapsychic restrictions that interfere with the adolescent’s normal development in the age-appropriate realms of love, sexuality, friendship, intimacy, and pursuit of educational and creative success. In the process, the adolescent’s capacity for both autonomous and independent functioning, and a more mature and collaborative engagement with the family of origin, are part of the intended growth of his or her social functioning.
The analytically oriented psychotherapist needs to be alert to the complexity and challenges to establishing adolescent identity and open to the uncertainties of new experiences and to the fearful withdrawal from what threatens to reopen traumatic experiences from the past. The therapist needs to empathize with the nonconventional presentation of the patient while holding in mind the realistic tasks that need to be assumed by the adolescent. The qualities of flexibility and firmness, and tolerance and understanding for aberrant values and modes of relating, will facilitate the integration of the patient’s internal experience. The therapist needs to confront the adolescent with his or her wide horizon of potential growth and success, and harbor an implicit ideal vision of what he or she might achieve, while respecting the reality of the concrete treatment situation. Ideally, the therapist represents a “third voice,” an interpreter and mediator between the adolescent, the parent(s), and conventional society and its values. The ultimate goal is to foster ego integration sufficient to allow the adolescent to proceed under his or her own agency.
Introduction and Overview of the Manual
Despite converging evidence that PDs emerge in childhood and are clearly evident in adolescence, clinicians have remained reluctant to diagnose PDs before age 18. This reluctance is partly due to concerns that behaviors that might be normative in children and adolescents, and part of normal adolescent sturm und drang, might be misdiagnosed as signs of BPD and that diagnosis may lead to unnecessary stigmatization. The advocacy work of pioneers like Paulina
Kernberg (1997;
Kernberg et al. 2000;
Terr and Kernberg 1990) and research over the past decade (
Chanen and Kaess 2012;
Chanen and McCutcheon 2008;
Miller et al. 2008) have done much to dispel these concerns, and it is evident that a constellation of PD-type symptoms can be observed in children and adolescents. Furthermore, it is evident that personality difficulties are unlikely to resolve without specific interventions that are developed explicitly to treat adolescents with PDs.
Stigmatization of adolescents with PDs remains a real concern, and much remains to be done to address this through education and training of mental health staff to understand and respond to adolescents with PDs, as well as through making available treatments designed to address the challenges adolescents and young people afflicted with personality difficulties pose to others and experience themselves. The hesitation of clinicians to diagnose PDs may have delayed the development of treatment models for this age group. Currently, there is relatively little research on effective treatments for adolescents with PDs. Therefore, we are trying to take up this imperative need for treatment models focusing on adolescent PDs that would have both strong theoretical foundations and manualized interventions.
This manual presents Transference-Focused Psychotherapy for Adolescents (TFP-A), a treatment for adolescents and young people who suffer from severe PDs. It is an adaptation of Transference-Focused Psychotherapy (TFP) for adults suffering from BPD (
Clarkin et al. 2006;
Yeomans et al. 2015). It is grounded in a psychoanalytic object relations approach developed by Otto
Kernberg (1984,
1993), as well as developmental theory and empirical research (
Clarkin and Posner 2005;
Clarkin et al. 2007;
Doering et al. 2010;
Levy 2005;
Levy et al. 1999). In this treatment, PD is seen as a disturbance in the process of identity formation. Adolescence, which is the pivotal developmental period for identity formation and personality consolidation (
Erikson 1968), is therefore seen as a sensitive period to intervene.
This manual is inspired by Paulina Kernberg’s exceptional work with children and adolescents. She was the director of the Residency Program in Child and Adolescent Psychiatry at the New York Presbyterian Hospital, Payne Whitney Westchester–Weill Cornell Medical Center from 1978 until she died in 2006. She was also a teacher, supervisor, and training analyst at the Columbia University Center for Psychoanalytic Training and Research. She was probably the first to draw attention to and write about early manifestations and development of PDs, including borderline and narcissistic PDs in children (
Kernberg et al. 1998;
Terr and Kernberg 1990). She elucidated assessment criteria and treatment approaches for a wide spectrum of PDs observed in children and adolescents, and she developed assessment interviews to measure the level of personality integration in adolescents. Several aspects of her thinking are reflected in this manual.
Features and Goals of TFP-A
The specificity of TFP-A includes a focus on facilitating identity integration and personality consolidation through 1) addressing dominant pathological object relations as they are activated and manifested in the here-and-now interactions with the therapist; 2) elaborating on a contract with adolescents to help them reduce, contain, and ultimately control acting out while stimulating curiosity about their motivations and prioritizing mentalizing about self and others as well as about the consequences of their actions and their future; 3) offering a specific approach to supporting parents, facilitating their collaboration, and reducing their interference as well as creating a mental space for adolescents where they can develop autonomy and gradually assume responsibility for their difficulties
1; and 4) placing an emphasis on interpreting transference and countertransference reactions in order to identify split self and other representations that are viewed as an impediment to the flow of the developmental processes and undermine personality consolidation, as well as the adaptive use of acquired mentalization capacities in order to deal with the challenges of adolescence and the future.
TFP-A is also grounded in an understanding of the major structural changes and developmental tasks that the adolescent is facing. Therefore, the aim of TFP-A is to scaffold structural changes and oversee developmental challenges central to adolescence while addressing pathology in object relations and identity integration that disrupts these developments. The major structural changes concern constituents of personality (self-image, ideal self, and self-esteem as well as moral and ethics, sexuality and eroticism, concern, and reparation wishes) that have to be consolidated. The developmental challenges include becoming more independent from family, establishing their own social networks, negotiating sexual relationships, and forming romantic and couple relationships, while clarifying future life and career goals and pursuing these purposefully. In contexts of family dysfunction or disorganization, parental mental illness, substance abuse, and violence or when there is little family support, adolescents without personality pathology may also have difficulties successfully engaging with the challenges of adolescence, but they are generally receptive and responsive to help when help is offered. When clinicians are attempting to distinguish and identify personality pathology, it is important for them to consider the developmental history of adolescent patients as well as their current functioning with family and peers, at school or work, while also being well informed regarding developmental issues and structural changes specific to adolescence. This provides a framework that facilitates understanding the adolescent’s developing sense of self and others—the process of identity formation—as it unfolds during separation from family and entry into the adult world. Radical failures in engaging with the normative challenges of adolescence and the manifestation of immature internal structures are features of adolescent PDs.
Organization of the Manual
In Part I of the manual, we first explore the phenomenology of PDs, examine the validity of PD as a diagnostic category at adolescence, and review the etiological risk factors for its development. We then present an understanding of PDs grounded in Otto Kernberg’s contemporary object relations theory and the notion of “identity diffusion,” which is an incapacity to convey to an observer an integrated description of self and the equal lack of capacity to convey an integrated view of significant others (
Kernberg 2012). Identity diffusion is hypothesized to result from the dominance of severe aggressive impulses, whether genetically determined, resulting from a temperamentally established predominance of negative affects or lack of cognitive control and contextualization of affects, or following severely pathological attachment or traumatic experiences in early infancy and childhood. We follow this discussion with a presentation of major structural changes and developmental tasks that typically developing adolescents are encountering. It is hypothesized that identity diffusion puts significant pressure on the normal maturational processes that are geared toward separation and individuation: the attainment of a realistic self-image, self-esteem, and self-ideal; the completion of an integrated system of morality and ethical values; the fulfillment of sexual and romantic intimacy; friendship and commitments; the effectiveness and gratification in school or work or in choosing a career; and the actualization of personal creativity—all of which are, in whole or in part, consolidated at adolescence. These two levels of analysis serve to propose an integrated conception of the pathology of PDs and its interferences on normal development that will become the main targets of TFP-A. It is our belief that to be effective in treating PDs at adolescence, a therapist must keep in mind a model of the PD pathology and a model of normal development in order to be sensitive to what is typical and what is atypical in the adolescent’s behaviors and relationships, as well as to “preview” and to “focus on” imminent maturational trends, structural changes, and developmental challenges ahead.
In Part II, we present the therapeutic approach used in TFP-A. The main goal of the treatment is identity integration and personality consolidation. We consider that the integration of mutually split-off idealized and persecutory internalized object relations that surface in the transference enables the adolescent to achieve a coherent, realistic, and stable experience of self and others that equips him or her to face developmental challenges and that is consolidated in specific structures of the personality. We consider that by addressing such disabling difficulties in the personality structure, the adolescent may resume the normal course of personality development sufficiently to engage in studies/work and make choices regarding his or her future work and develop the capacity to have meaningful interpersonal and romantic relationships. To achieve this goal, we propose a series of steps, so-called strategies of TFP-A, involving attempts to integrate part-self and part-object representations through a process in which underlying representations are recognized and marked by the therapist and then delineated as characteristic patterns of experiencing, relating, or disrupting developmental challenges. Part II of this manual (
Chapter 4) also focuses on assessment to clarify diagnosis, the presence of a PD, the critical areas of dysfunction, and the level of personality organization as distinct from the identity crisis of normal adolescence. Typically, adolescents and their parents do not present for therapy saying that they think they may have a PD, although there is a somewhat greater awareness of borderline and narcissistic PDs than in the past. Instead, they describe concerns about anxiety, mood, anger, or interpersonal functioning with family, peers, and school. The clinician, in turn, explains the assessment process to the adolescent and parents. This discussion focuses on the purpose of assessment, including the need to understand the nature of the adolescent’s problems, culminating in a determination of an appropriate treatment choice. Both the adolescent and the parents are involved in this process.
Chapter 5 in Part II describes the establishment of a treatment contract, considered the first of a series of TFP-A tactics. This phase consists of negotiating a verbal treatment contract implicating the adolescent, the parents, and the therapist and precedes the start of the therapy. The specific techniques of TFP-A—the moment-to-moment interventions the therapist engages in with the patient in therapy sessions—are then described in
Chapter 6. We present six basic techniques at the core of TFP-A: the active stance of the therapist, the interpretative process, the analysis of transference, the analysis of countertransference, technical neutrality, and developmentally informed interventions. We then outline, in
Chapter 7, tactics that the therapist uses to maintain the treatment frame, attend to parental concerns, clarify involvement, maintain the focus on developing the adolescent’s internal resources rather than to manage behaviors, identify priority themes, manage adolescent resistances and negative therapeutic reactions, and “preview” developmental and structural changes ahead.
In Part III, we present how TFP-A unfolds across different phases of the treatment. We include the TFP-A Manual Adherence and Competence Scale as an appendix.