Skip to main content
Full access
Influential Publications
Published Online: 11 April 2019

The American Psychiatric Association Practice Guideline for the Pharmacological Treatment of Patients With Alcohol Use Disorder

Publication: FOCUS, A Journal of the American Psychiatric Association

Abstract

(Reprinted with permission from Am J Psychiatry 2018; 175:86–90)
At its July 2017 meeting, The APA Board of Trustees approved the APA Practice Guideline Writing Group’s “Practice Guideline for the Pharmacological Treatment of Patients with Alcohol Use Disorder.” The full guideline is available at APA’s Practice Guidelines website.

Introduction

The goal of this guideline1 is to improve the quality of care and treatment outcomes for patients with alcohol use disorder (AUD), as defined by DSM-5 (American Psychiatric Association, 2013). The guideline focuses specifically on evidence-based pharmacological treatments for AUD but also includes statements related to assessment and treatment planning that are an integral part of using pharmacotherapy to treat AUD. AUD pharmacotherapy is a topic of increasing interest given the availability of several medications approved by the U.S. Food and Drug Administration (FDA) for this disorder and the burden of AUD in the population.
Worldwide, the estimated 12-month adult prevalence of AUD is 8.5%, with an estimated lifetime prevalence of 20% (Slade et al., 2016). In the United States (U.S.), AUD has estimated values for 12-month and lifetime prevalence of 13.9% and 29.1%, respectively, with approximately half of individuals with lifetime AUD having a severe disorder (Grant et al., 2015). AUD places a significant strain on both the personal and public health of the U.S. population. According to a 2006 Centers for Disease Control and Prevention-sponsored study (Bouchery et al., 2011), AUD and its sequelae cost the U.S. $223.5 billion annually and account for significant excess mortality (Kendler et al., 2016). Despite its high prevalence and numerous negative consequences, AUD remains undertreated. Effective and evidence-based interventions are available, and treatment is associated with reductions in the risk of relapse (Dawson et al, 2006) and AUD-associated mortality (Timko et al., 2006). Nevertheless, fewer than 1 in 10 individuals in the U.S. with a 12-month diagnosis of AUD receive any treatment (Substance Abuse and Mental Health Services Administration, 2014; Grant et al., 2015). Receipt of evidence-based care is even less common. For example, one study found that of the 11 million people in the U.S. with AUD, only 674,000 received psychopharmacological treatment (Mark et al., 2009). Accordingly, this practice guideline provides evidence-based statements aimed at increasing knowledge and the appropriate use of medications for AUD. The overall goal of this guideline is to enhance the treatment of AUD for millions of affected individuals, thereby reducing the significant psychosocial and public health consequences of this important psychiatric condition.

Overview of the Development Process

Since the publication of the Institute of Medicine (IOM; now known as National Academy of Medicine) report, Clinical Practice Guidelines We Can Trust (Institute of Medicine, 2011), there has been an increasing focus on using clearly defined, transparent processes for rating the quality of evidence and the strength of the overall body of evidence in systematic reviews of the scientific literature. This guideline was developed using a process intended to be consistent with the recommendations of the IOM 2011 report, the Principles for the Development of Specialty Society Clinical Guidelines (Council of Medical Specialty Societies, 2012), and the requirements of the Agency for Healthcare Research and Quality (AHRQ) for inclusion of a guideline in the National Guidelines Clearinghouse. Parameters used for the guideline's systematic review are included with the full text of the guideline. The American Psychiatric Association (APA) website features a full description of the guideline development process.

Rating the Strength of Research Evidence and Recommendations

Development of guideline statements entails weighing the potential benefits and harms of the statement and then identifying the level of confidence in that determination. This concept of balancing benefits and harms to determine guideline recommendations and strength of recommendations is a hallmark of GRADE (Grading of Recommendations Assessment, Development and Evaluation), which is used by multiple professional organizations around the world to develop practice guideline recommendations (Guyatt et al., 2013). With the GRADE approach, recommendations are rated by assessing the confidence that the benefits of the statement outweigh the harms and burdens of the statement, determining the confidence in estimates of effect as reflected by the quality of evidence, estimating patient values and preferences (including whether they are similar across the patient population), and identifying whether resource expenditures are worth the expected net benefit of following the recommendation (Andrews et al., 2013).
In weighing the balance of benefits and harms for each statement in this guideline, our level of confidence is informed by available evidence, which includes evidence from clinical trials as well as expert opinion and patient values and preferences. Evidence for the benefit of a particular intervention within a specific clinical context is identified through systematic review and is then balanced against the evidence for harms. In this regard, harms are broadly defined and might include direct and indirect costs of the intervention (including opportunity costs) as well as potential for adverse events from the intervention.
Many topics covered in this guideline have relied on forms of evidence such as consensus opinions of experienced clinicians or indirect findings from observational studies rather than research from randomized trials. It is well recognized that there are guideline topics and clinical circumstances for which high-quality evidence from clinical trials is not possible or is unethical to obtain (Council of Medical Specialty Societies, 2012). The GRADE working group and guidelines developed by other professional organizations have noted that a strong recommendation or “good practice statement” may be appropriate even in the absence of research evidence when sensible alternatives do not exist (Andrews et al., 2013; Brito et al, 2013; Djulbegovic et al., 2009; Hazlehurst et al., 2013). For each guideline statement, we have described the type and strength of the available evidence that was available as well as the factors, including patient preferences, that were used in determining the balance of benefits and harms.
The authors of the guideline determined each final rating, as described in the section “Rating the Strength of Research Evidence and Recommendations,” and each statement is endorsed by the APA Board of Trustees. A recommendation (denoted by the numeral 1 after the guideline statement) indicates confidence that the benefits of the intervention clearly outweigh harms. A suggestion (denoted by the numeral 2 after the guideline statement) indicates greater uncertainty. Although the benefits of the statement are still viewed as outweighing the harms, the balance of benefits and harms is more difficult to judge, or either the benefits or the harms may be less clear. With a suggestion, patient values and preferences may be more variable, and this can influence the clinical decision that is ultimately made. Each guideline statement also has an associated rating for the strength of supporting research evidence. Three ratings are used: high, moderate, or low (denoted by the letters A, B, and C, respectively) and reflect the level of confidence that the evidence for a guideline statement reflects a true effect based on consistency of findings across studies, directness of the effect on a specific health outcome, precision of the estimate of effect, and risk of bias in available studies (AHRQ 2014; Guyatt et al., 2006; Balshem et al., 2011).

Guideline Statements

Assessment and Determination of Treatment Goals

1.
APA recommends (1C) that the initial psychiatric evaluation of a patient with suspected alcohol use disorder include assessment of current and past use of tobacco and alcohol as well as any misuse of other substances, including prescribed or over-the-counter medications or supplements.
2.
APA recommends (1C) that the initial psychiatric evaluation of a patient with suspected alcohol use disorder include a quantitative behavioral measure to detect the presence of alcohol misuse and assess its severity.
3.
APA suggests (2C) that physiological biomarkers be used to identify persistently elevated levels of alcohol consumption as part of the initial evaluation of patients with alcohol use disorder or in the treatment of individuals who have an indication for ongoing monitoring of their alcohol use.
4.
APA recommends (1C) that patients be assessed for co-occurring conditions (including substance use disorders, other psychiatric disorders, and other medical disorders) that may influence the selection of pharmacotherapy for alcohol use disorder.
5.
APA suggests (2C) that the initial goals of treatment of alcohol use disorder (e.g. abstinence from alcohol use, reduction or moderation of alcohol use, other elements of harm reduction) be agreed on between the patient and clinician and that this agreement be documented in the medical record.
6.
APA suggests (2C) that the initial goals of treatment of alcohol use disorder include discussion of the patient’s legal obligations (e.g. abstinence from alcohol use, monitoring of abstinence) and that this discussion be documented in the medical record.
7.
APA suggests (2C) that the initial goals of treatment of alcohol use disorder include discussion of risks to self (e.g. physical health, occupational functioning, legal involvement) and others (e.g. impaired driving) from continued use of alcohol and that this discussion be documented in the medical record.
8.
APA recommends (1C) that patients with alcohol use disorder have a documented comprehensive and person-centered treatment plan that includes evidence-based nonpharmacological and pharmacological treatments.

Selection of a Pharmacotherapy

9.
APA recommends (1B) that naltrexone or acamprosate be offered to patients with moderate to severe alcohol use disorder who
have a goal of reducing alcohol consumption or achieving abstinence
prefer pharmacotherapy or have not responded to nonpharmacological treatments alone
have no contraindications to the use of these medications
10.
APA suggests (2C) that disulfiram be offered to patients with moderate to severe alcohol use disorder who
have a goal of achieving abstinence
prefer disulfiram or are intolerant to or have not responded to naltrexone and acamprosate
are capable of understanding the risks of alcohol consumption while taking disulfiram
have no contraindications to the use of this medication
11.
APA suggests (2C) that topiramate or gabapentin be offered to patients with moderate to severe alcohol use disorder who
have a goal of reducing alcohol consumption or achieving abstinence
prefer topiramate or gabapentin or are intolerant to or have not responded to naltrexone and acamprosate
have no contraindications to the use of these medications.

Recommendations Against Use of Specific Medications

12.
APA recommends (1B) that antidepressant medications not be used for treatment of alcohol use disorder unless there is evidence of a co-occurring disorder for which an antidepressant is an indicated treatment.
13.
APA recommends (1C) that in individuals with alcohol use disorder, benzodiazepines not be used unless treating acute alcohol withdrawal or unless a co-occurring disorder exists for which a benzodiazepine is an indicated treatment.
14.
APA recommends (1C) that for pregnant or breastfeeding women with alcohol use disorder, pharmacological treatments not be used unless treating acute alcohol withdrawal with benzodiazepines or unless a co-occurring disorder exists that warrants pharmacological treatment.
15.
APA recommends (1C) that acamprosate not be used by patients who have severe renal impairment.
16.
APA recommends (1C) that for individuals with mild to moderate renal impairment, acamprosate not be used as a first-line treatment and, if used, the dose of acamprosate be reduced compared with recommended doses in individuals with normal renal function.
17.
APA recommends (1C) that naltrexone not be used by patients who have acute hepatitis or hepatic failure.
18.
APA recommends (1C) that naltrexone not be used as a treatment for alcohol use disorder by individuals who use opioids or who have an anticipated need for opioids.

Treatment of Alcohol Use Disorder and Co-occurring Opioid Use Disorder

19.
APA recommends (1C) that in patients with alcohol use disorder and co-occurring opioid use disorder, naltrexone be prescribed to individuals who
wish to abstain from opioid use and either abstain from or reduce alcohol use and
are able to abstain from opioid use for a clinically appropriate time prior to naltrexone initiation.

Guideline Scope

The Agency for Healthcare Research and Quality (AHRQ) undertook a systematic review of AUD pharmacotherapy in outpatients (Jonas et al., 2014), which serves as the foundation of the systematic review for this practice guideline. The specific medications that are discussed in the guideline include: acamprosate, naltrexone, disulfiram, gabapentin, and topiramate. The guideline does not apply to the use of these same medications for indications other than AUD. It also does not address the management of individuals who are intoxicated with alcohol, who require pharmacotherapy for the acute treatment of alcohol withdrawal, or who are experiencing other acute medical problems related to alcohol use. Evidence-based psychotherapeutic treatments for AUD, including cognitive-behavioral therapy, twelve-step facilitation, and motivational enhancement therapy (Anton et al., 2006; Martin and Rehm, 2012, Project MATCH Research Group, 1998), also play a major role in the treatment of AUD, but specific recommendations related to these modalities are outside the scope of this guideline.

Evidence of Benefits and Harms of Pharmacotherapy for AUD

Naltrexone and acamprosate have the best available research evidence as pharmacotherapy for patients with AUD. The potential benefit of each medication was viewed as far outweighing the harms of treatment or the harms of continued alcohol use, particularly when nonpharmacological approaches have not produced an effect or when patients prefer to use one of these medications as an initial treatment option. Accordingly, APA recommends (Statement 9) that that these medications be offered to patients with moderate to severe alcohol use disorder in specific clinical circumstances. Both naltrexone and acamprosate have positive effects overall although not all studies or outcomes show a statistically significant benefit from these medications. Acamprosate is associated with a small benefit on the outcomes of returning to any drinking and number of drinking days (moderate strength of research evidence). Naltrexone is associated with a small benefit on the outcomes of returning to any drinking, returning to heavy drinking, frequency of drinking days, and frequency of heavy drinking days (moderate strength of research evidence). In the AHRQ meta-analysis of head-to-head comparisons, neither acamprosate nor naltrexone showed superiority to the other medication in terms of return to heavy drinking (moderate strength of research evidence), return to any drinking (moderate strength of research evidence), or percentage of drinking days (low strength of research evidence). However, in the U.S. COMBINE study (but not the German PREDICT study), naltrexone was associated with better outcomes than acamprosate.
For both acamprosate and naltrexone, the harms of treatment are considered minimal, particularly compared with the harms of continued alcohol use, as long as there is no contraindication to the use of the medication (e.g. pregnancy, renal impairment for acamprosate, acute hepatitis/hepatic failure for naltrexone). Harms of acamprosate are small in magnitude, with slight overall increases in diarrhea and vomiting as compared with placebo (moderate strength of research evidence). Harms of naltrexone are also small in magnitude, with slight overall increases in dizziness, nausea, and vomiting relative to placebo (moderate strength of research evidence). Alterations in hepatic function are also possible with naltrexone. For many other potential harms, including mortality, evidence was not available or was rated by the AHRQ review as insufficient. However, withdrawals from the studies due to adverse events did not differ from placebo for acamprosate (low strength of research evidence) and were only slightly greater than placebo for naltrexone although statistically significant (moderate strength of research evidence).
APA suggests (Statement 10) that disulfiram be offered to patients with moderate to severe alcohol use disorder in specific clinical circumstances. Although the bulk of the research evidence for benefits and harms of disulfiram was from randomized open-label studies, the potential benefits of disulfiram were viewed as likely to outweigh the harms for most patients given the medium to large effect size for the benefit of disulfiram and particularly compared with the harms of continued alcohol use. With carefully selected patients in clinical trials, adverse events (e.g. drowsiness, increased levels of hepatic enzymes, drug-drug reactions) were somewhat greater with disulfiram. However, serious adverse events were few and comparable in numbers to serious adverse events in comparison groups consistent with the long history of safe use of disulfiram in clinical practice.
Topiramate and gabapentin are also suggested as medications to be offered to patients with moderate to severe alcohol use disorder in specific clinical circumstances (Statement 11). It was noted that even small effect sizes for these medications may be clinically meaningful because of the significant morbidity associated with AUD. A moderate strength of research evidence from multiple randomized controlled trials showed moderate benefit of topiramate on drinks per drinking day, percentage of heavy drinking days, and percentage of drinking days. Despite the benefits, adverse events such as an increased likelihood of cognitive dysfunction, dizziness, taste abnormalities, and decreased appetite or weight loss were also reported more often with topiramate in placebo-controlled trials in AUD.
Gabapentin was associated with moderate benefit on rates of abstinence from drinking and abstinence from heavy drinking (low strength of research evidence). Gabapentin was not associated with an increased likelihood of adverse events relative to placebo (low strength of research evidence); however, in studies that examined side effects of the medication in other conditions, side effects are typically mild and have included dizziness and somnolence. Although gabapentin had a small positive effect, the harm of treatment was seen as being minimal, particularly compared with the harms of continued alcohol use, as long as there was no contraindication to the use of the medication (e.g. pregnancy).
The full text of the practice guideline includes a detailed description of research evidence related to effects of medication in individuals with AUD. It also describes aspects of guideline implementation that are relevant to individual patients’ circumstances and preferences.

References

Agency for Healthcare Research and Quality: Methods Guide for Effectiveness and Comparative Effectiveness Reviews. AHRQ Publication No. 10(14)-EHC063-EF. Rockville, MD, Agency for Healthcare Research and Quality. Jan 2014. Available at: http://www.effectivehealthcare.ahrq.gov/search-for-guides-reviews-and-reports/?pageaction=displayproduct&productid=318. Accessed on Feb 15, 2017
American Psychiatric Association: Diagnostic and Statistical Manual of Mental Disorders, 5th ed. Arlington, VA, American Psychiatric Publishing, 2013
Andrews JC, Schünemann HJ, Oxman AD, et al: GRADE guidelines: 15. Going from evidence to recommendation-determinants of a recommendation’s direction and strength. J Clin Epidemiol 66(7):726–735, 2013
Anton RF, O’Malley SS, Ciraulo DA, et al: Combined pharmacotherapies and behavioral interventions for alcohol dependence: the COMBINE study: a randomized controlled trial. JAMA 2006; 295:2003–2017. Available at https://doi.org/10.1001/jama.295.17.2003
Balshem H, Helfand M, Schünemann HJ, et al: GRADE guidelines: 3. Rating the quality of evidence. J Clin Epidemiol 64(4):401–406, 2011
Bouchery EE, Harwood HJ, Sacks JJ, et al: Economic costs of excessive alcohol consumption in the U.S., 2006. Am J Prev Med 2011; 41:516–524. Available at https://doi.org/10.1016/j.amepre.2011.06.045
Brito JP, Domecq JP, Murad MH, et al: The Endocrine Society guidelines: when the confidence cart goes before the evidence horse. J Clin Endocrinol Metab 98(8):3246–3252, 2013
Council of Medical Specialty Societies (CMSS): Principles for the Development of Specialty Society Clinical Guidelines. Chicago, IL, Council of Medical Specialty Societies, 2012
Dawson DA, Grant BF, Stinson FS, et al: Estimating the effect of help-seeking on achieving recovery from alcohol dependence. Addiction 2006; 101:824–834. Available at https://doi.org/10.1111/j.1360-0443.2006.01433.x
Djulbegovic B, Trikalinos TA, Roback J, et al: Impact of quality of evidence on the strength of recommendations: an empirical study. BMC Health Serv Res 9:120, 2009 https://doi.org/10.1186/1472-6963-9-120
Grant BF, Goldstein RB, Saha TD, et al: Epidemiology of DSM-5 alcohol use disorder: results from the national epidemiologic survey on alcohol and related conditions III. JAMA Psychiatry 2015; 72:757–766. Available at https://doi.org/10.1001/jamapsychiatry.2015.0584
Guyatt G, Gutterman D, Baumann MH, et al: Grading strength of recommendations and quality of evidence in clinical guidelines: report from an American College of Chest Physicians Task Force. Chest 129(1):174–181, 2006 https://doi.org/10.1378/chest.129.1.174
Guyatt G, Eikelboom JW, Akl EA, et al: A guide to GRADE guidelines for the readers of JTH. J Thromb Haemost 11(8):1603–1608, 2013
Hazlehurst JM, Armstrong MJ, Sherlock M, et al: A comparative quality assessment of evidence-based clinical guidelines in endocrinology. Clin Endocrinol (Oxf) 78(2):183–190, 2013 https://doi.org/10.1111/j.1365-2265.2012.04441.x
Institute of Medicine: Clinical Practice Guidelines We Can Trust. Washington, DC, National Academies Press, 2011
Jonas DE, Amick HR, Feltner C, et al: Pharmacotherapy for Adults With Alcohol-Use Disorders in Outpatient Settings [Internet]. Rockville, MD, Agency for Healthcare Research and Quality, 2014. Available from http://www.ncbi.nlm.nih.gov/books/NBK208590/
Kendler KS, Ohlsson H, Sundquist J, et al: Alcohol use disorder and mortality across the life-span: a longitudinal cohort and co-relative analysis. JAMA Psychiatry 2016; 73:575–581. Available at https://doi.org/10.1001/jamapsychiatry.2016.0360
Mark TL, Kassed CA, Vandivort-Warren R, et al: Alcohol and opioid dependence medications: prescription trends, overall and by physician specialty. Drug Alcohol Depend 2009; 99:345–349. Available at https://doi.org/10.1016/j.drugalcdep.2008.07.018
Martin GW, Rehm J: The effectiveness of psychosocial modalities in the treatment of alcohol problems in adults: a review of the evidence. Can J Psychiatry 2012; 57:350–358. Available at https://doi.org/10.1177/070674371205700604
Project MATCH Research Group: Matching alcoholism treatments to client heterogeneity: treatment main effects and matching effects on drinking during treatment. J Stud Alcohol 1998; 59:631–639. Available at https://doi.org/10.15288/jsa.1998.59.631
Slade T, Chiu WT, Glantz M, et al: A cross-national examination of differences in classification of lifetime alcohol use disorder between DSM-IV and DSM-5: findings from the world mental health survey. Alcohol Clin Exp Res 2016; 40:1728–1736. Available at https://doi.org/10.1111/acer.13134
Substance Abuse and Mental Health Services Administration: Results from the 2013 National Survey on Drug Use and Health: Summary of National Findings. Rockville, MD, NSDUH Series H-48, HHS Publication No (SMA) 14-4863, 2014
Timko C, Debenedetti A, Moos BS, et al: Predictors of 16-year mortality among individuals initiating help-seeking for an alcoholic use disorder. Alcohol Clin Exp Res 2006; 30:1711–1720. Available at https://doi.org/10.1111/j.1530-0277.2006.00206.x

Information & Authors

Information

Published In

Go to Focus
Go to Focus
FOCUS, A Journal of the American Psychiatric Association
Pages: 158 - 162

History

Published in print: Spring 2019
Published online: 11 April 2019

Authors

Details

Laura J. Fochtmann, M.D., M.B.I.
Oscar Bukstein, M.D., M.P.H.
A. Evan Eyler, M.D., M.P.H.
Marcela Horvitz-Lennon, M.D., M.P.H.
Jane Mahoney, Ph.D., R.N., PMHCNS-B.C.
Jagoda Pasic, M.D., Ph.D.
Jack McIntyre, M.D.
(Consultant)
Jeremy Kidd, M.D.
(Consultant)
Joel Yager, M.D.
(Systematic Review)
Seung-Hee Hong
(Systematic Review)

Metrics & Citations

Metrics

Citations

Export Citations

If you have the appropriate software installed, you can download article citation data to the citation manager of your choice. Simply select your manager software from the list below and click Download.

For more information or tips please see 'Downloading to a citation manager' in the Help menu.

Format
Citation style
Style
Copy to clipboard

View Options

View options

PDF/EPUB

View PDF/EPUB

Login options

Already a subscriber? Access your subscription through your login credentials or your institution for full access to this article.

Personal login Institutional Login Open Athens login
Purchase Options

Purchase this article to access the full text.

PPV Articles - Focus

PPV Articles - Focus

Not a subscriber?

Subscribe Now / Learn More

PsychiatryOnline subscription options offer access to the DSM-5-TR® library, books, journals, CME, and patient resources. This all-in-one virtual library provides psychiatrists and mental health professionals with key resources for diagnosis, treatment, research, and professional development.

Need more help? PsychiatryOnline Customer Service may be reached by emailing [email protected] or by calling 800-368-5777 (in the U.S.) or 703-907-7322 (outside the U.S.).

Media

Figures

Other

Tables

Share

Share

Share article link

Share