Affecting nearly one in five US adults (
1), serious mental illnesses are diagnosable mental, behavioral, or emotional disorders that include major depressive disorder (MDD), bipolar I disorder, and the schizophrenia spectrum of disorders (
1). These disorders can profoundly disrupt personal and family relationships, often lead to lost worktime and reduced productivity, and, if severe, can interfere with basic activities of daily living (
1,
2,
3).
These disorders are often difficult to treat (
4,
5), and a major driver of relapse is medication non‐adherence (
6,
7). Because pharmacotherapeutic effectiveness depends upon consistent medication use, an accurate and timely assessment of medication non‐adherence is beneficial to clinicians (
8). However, the primary method of assessment, patient self‐report in combination with observed symptom control, confound the clinician's ability to discern between medication non‐effectiveness and poor medication adherence.
Digital medicine platforms that capture and report real‐time medication ingestion data are among the first technologies to make these data available as decision support for prescribers and those in treatment to use in planning treatment modifications (
9). Ingestible event monitoring (IEM) systems include a sensor embedded within oral medication that sends a signal upon digestion to a wearable sensor (patch). The sensor, in turn, sends a secure, wireless signal to a smart phone that communicates with a cloud‐based application that records the date and time of ingestion. The data are then available for viewing by the prescribing provider and others approved by the patient. In addition, data recording activity, rest, and self‐reported mood can also be recorded. The IEM system is safe, effective, accurate, specific, and protects patient confidentiality (
10,
11).
While use of an IEM technology could be transformational in measuring and reporting adherence, the medical profession, and psychiatry in particular, has historically delayed uptake of digital tools designed to enhance their treatment practices (
12,
13). As important, patients with chronic mental illness are often supported by both a clinician with medication prescribing authority and an extended care team of allied mental health professionals including social workers, case managers, psychologists, and therapists. These providers are principal points‐of‐contact for patients, delivering education and encouragement, coordinating care services, and monitoring and managing symptoms and health‐related behavior, including medication adherence (
14). Little has been reported about the perspectives of extended care team providers for digital health solutions and their willingness and ability to support their use among stakeholders (
15). The few insights available suggest these providers recognize the value of digital health solutions in clinical practice but have concerns about the digital divide, ethics including confidentiality and data security, and the impact on care (
16,
17).
The purpose of this study was to improve understanding of the barriers to and drivers of adoption of this digital medicine technology and to compare the perspectives of prescribing clinicians and non‐prescribing care team members regarding the importance of medication adherence, their role in supporting patients' adherence efforts, and the value of this novel technology.
METHODS
The survey research protocol was approved by the Advarra Institutional Review Board.
Study Design
The study was a cross‐sectional, online survey conducted between April and October 2019, of clinicians with and without medication prescribing authority, licensed in the United States who provide care to patients with serious mental illness.
Identification and Selection of Study Participants
Potentially eligible participants were identified from national lists of behavioral healthcare providers and invited to participate by email. Eligible participants provided a valid National Provider Registry (NPI) number; and provided care to more than 10 patients with serious mental illness per month. Prescribing clinicians included board‐certified US‐licensed Doctor Medicine; board‐certified Doctors of Osteopathic Medicine; or Advanced Practice Registered Nurse or nurse practitioner or clinical nurse specialist (NPs). Non‐prescribing clinicians held a clinical psychology degree, social work license, or case management certification.
Questionnaire Design and Development
The survey questionnaire was developed by a steering committee comprised of experts in psychometrics, psychiatric treatment, psychiatric research and evaluation, and clinical informatics. The following domains were selected for measurement by committee consensus: eligibility, demographics and practice characteristics; beliefs about medication adherence; experience with digital technology in clinical practice; perceived impact of adherence management and technology on practice efficiency; concerns about liability and responsibility; belief about effect of being monitored; and incentives to adoption.
Manifest items for each measurement domain were identified from existing questionnaires and additional items were generated by the steering committee with input from the relevant content expert and the psychometrician. The final list of items was assembled into a pilot questionnaire form with instruction sets and relevant response fields. Endorsement for each driver and barrier to IEM adoption was captured on a four‐point Likert scale consisting of “strongly agree”, “somewhat agree”, “somewhat disagree” and “strongly disagree”. For other barriers and drivers, participants rank ordered items based on the importance to their decision making or their possible adoption of the IEM technology. The questionnaire was finalized by the steering committee following pilot tests and cognitive debriefing interviews with five prescribing and five non‐prescribing clinicians to assess face validity of instruction sets, items, and responses. Including questions to determine eligibility and to assess provider demographics and practice characteristics, the total questionnaire included 85 items.
Recruitment and Participation
Participants were recruited via email invitation. Eligible participants who completed the survey were remunerated: $175 (prescribing clinicians) or $75 (non‐prescribing clinicians). A total of 905 prescribing and 11,919 non‐prescribing clinicians were invited to participate in the survey, with a 34.1% and 5.9% participation rate, respectively. The median time to complete the questionnaire was 23 min.
Statistical Analysis
Support for adoption of the IEM technology (dependent variable) was defined by a “strongly” or “somewhat” agree response to the question, “Using the IEM sensor technology is in my patients' best interest.” Independent variables including respondent age, gender, level of clinical experience (years), practice type, and degree type were summarized descriptively for the total population and by support for IEM adoption. Four‐point Likert scales were converted to a two‐point scale consisting of “agree” and “disagree”. Tests of significance for observed differences between groups were conducted using unadjusted Odds Ratios and 95% confidence intervals and confirmed with chi‐square tests for categorical variables. Variables identified as significant in the bivariate analysis were added into a backwards elimination stepwise logistic regression model. The threshold for significance was set at 0.05. All analyses were performed with SAS software, v9.4, SAS Institute Inc, Cary, NC, USA.
DISCUSSION
Nonadherence to antipsychotic medication is common (
18,
19,
20,
21,
22) and a driver of potentially avoidable health service utilization and costs (
23). Yet, assessing medication non‐adherence during a clinic visit is a challenge for clinicians (
24,
25,
26,
27). Due to the lack of efficient, valid alternative data collection methods (
28), providers routinely rely on patient or caregiver self‐report (
29,
30) combined with assessment of symptom control for adherence information, and as a result, tend to significantly overestimate their patients' level of adherence to medication (
24,
31) and confound medication effectiveness with adherence. Currently available alternative approaches to measuring medication adherence, including the use of reports based on pharmacy claims, the administration of standardized questionnaires, or technologies that measure the opening of prescription drug bottles are routine in clinical and epidemiologic research but are not widely adopted in clinical practice (
32,
33).
Inaccurate assessment of medication adherence leads to uninformed treatment, management, and prescribing decisions having clinical ramifications for patients and financial costs to payers (
34).
When reviewing a series of clinical vignettes of patients with schizophrenia, clinicians whose vignettes included digitally captured adherence information (compared to those whose vignettes did not) were more likely to switch non‐adherent patients to a long‐acting injectable antipsychotic, and more likely to increase the dose of oral antipsychotic medication among patients who were adherent but poorly controlled (
35). These results are consistent with an administrative claims analysis of 286,249 patients with serious mental illness which reported that physician awareness of nonadherence was associated with medication switching and dose increases (
36).
By recording medication ingestion data and delivering timely reporting to patients and providers, the IEM technology platform provides a promising alternative to traditional methods of medication adherence assessment. Though the design, development, and testing of this novel IEM technology in psychiatry is still evolving (
37,
38), early studies suggest it meets criteria for usability, patient acceptance, and provider acceptance and utility (
39,
40).
Our results indicate support for the technology varied by views on medication and adherence, with support highest among respondents who believe that antipsychotics reduce the health, social, and financial consequences of the disorder, who are concerned about the validity of self‐reported adherence, and who are concerned about patient well‐being if adherence cannot be adequately managed. Further, support was more likely among providers who believed it would improve patient outcomes or increase practice efficiency, including enhanced clinical alliance and patient engagement. In contrast, support was lower among respondents who were unsure about their responsibility if using the technology and who were unclear on appropriate follow‐up actions. These perspectives align with the growing body of evidence that medication non‐adherence is a complex issue. A recent Cochrane review concluded that providing clinicians with medication adherence information improves the process of care but does not translate into “improved medication adherence, patient outcomes, or health resource use.” (
41) This finding supports evidence that simple strategies, such as providing pill boxes or educating patient's on the importance of consistency are only modestly effective (
42) and that patient's struggling with medication non‐adherence are best supported by comprehensive, person‐centered approaches (
43). However, these approaches are complex, time‐consuming to implement, and require additional training for providers and healthcare systems (
44).
Support for the technology differed between clinicians who have authority to prescribe medications (75.6%) and extended care team members without prescribing authority (50.4%). Nonetheless, most allied care team members reported that medication adherence is an issue that can be influenced by clinicians and that reporting nonadherence to the prescribing clinician is important. Credible medication adherence data may help improve care coordination between care team members and the prescribing provider. Further, non‐prescribing mental health professionals may use these data to employ alternative adherence interventions, approaches that do not involve changes to pharmaceutical treatment (
45). For example, psychologists and counselors may integrate adherence information into cognitive‐behavioral therapy to address negative perceptions about medication, into motivational interviewing techniques to reinforce the importance of taking medications and improve confidence in the ability to adhere, or into environmental supports such as alarms and checklists to remind individuals when to take medication.
These provider perspectives offer insights that can support the integration of this novel technology in clinical practice. Implementation strategies that identify and address an individual provider's priorities and perspectives will likely achieve the most success. Future research should focus on provider‐centered approaches that integrate the value of objective medication adherence data and the methods for translating these results into effective interventions. Given the importance of extended care teams in mental health care (psychotherapists, social workers, case managers, etc.), future research should also focus on understanding their support for new approaches to adherence, psychosocial, and cognitive behavioral interventions.
Study limitations
A modest sample size recruited from a convenience sample limit the generalizability of results as participants may represent a select sub‐group of care providers. Respondents did not have an ability to interact directly with the IEM sensor technology, rather, a description of the device was introduced as text within the questionnaire. Further, our study was focused on barriers and drivers of adopting this technology and did not explore how these data might be used in everyday practice, an important topic for future research. Finally, the survey focused only on the provider perspective and did not include the patient perspective, which should be investigated in future studies.