Maternal mental disorders are the most common pregnancy-related complication, affecting roughly one in five perinatal patients (
1,
2). Postpartum mood and anxiety disorders (PMADs) are the most common maternal mental disorders. They are associated with missed routine health services, increased emergency health service use, and maternal morbidity and mortality (
3–
5).
Despite their high prevalence and disease burden, PMADs often remain underdiagnosed. Low diagnosis rates contribute to even lower treatment rates and exacerbate poor outcomes. Untreated PMADs are associated with worse maternal and infant health outcomes (
6,
7), and the societal cost of untreated PMADs is estimated at $14 billion annually in the United States alone (
8).
The association between race and PMAD diagnosis receipt is complex and may be confounded by other socioeconomic factors and measurement biases. Low socioeconomic status, indicated by factors such as low levels of education and income, has been associated with increased risk for PMADs (
9,
10). Although some studies (
9,
11–
13) have found in unadjusted analyses that people of color are at an increased risk for PMADs, these associations often became nonsignificant when the analyses were controlled for socioeconomic factors. In addition, at least one study (
10) found that Black and Hispanic women had lower rates of postpartum depression, even after other factors were considered. Differences in PMAD diagnosis rate may be further confounded by racial differences in illness severity (
13).
People of color face additional barriers to accessing health care and experience lower treatment initiation than White patients (
14) but increased use of hospital-based care (e.g., inpatient hospitalizations) for postpartum depression (
15). These treatment disparities may be partly caused by racial differences in access to care, clinical experiences, and care preferences (
16); however, the potential influence of these factors on PMAD diagnosis rates is unknown.
The Michigan Pregnancy Risk Assessment Monitoring System (MI-PRAMS) is an ongoing, representative survey of childbearing people, conducted at 2–6 months after childbirth by the Michigan Department of Health and Human Services (MDHHS) in conjunction with the Centers for Disease Control and Prevention (
17,
18). The survey asks respondents about factors and experiences that may affect mothers and infants, including the presence of PMAD symptoms in the early postpartum period.
Michigan Medicaid insures >40% of births in the state of Michigan (
19,
20). Medicaid recipients are more likely to have lower socioeconomic status, to experience preexisting health conditions, and to have worse birth outcomes than are privately insured individuals (
21–
24). MDHHS manages Michigan Medicaid’s administrative claims data, which document patients’ clinical diagnoses, including PMAD.
This study created a unique linkage between the MI-PRAMS survey and Michigan Medicaid claims data to assess the relationship between self-reported PMAD symptoms and clinical PMAD diagnoses among patients insured by Michigan Medicaid and who gave birth between 2012 and 2015. This study quantified the PMAD diagnosis rate, identified characteristics associated with receiving a diagnosis, and explored whether these characteristics differed by race. We hypothesized that Black Medicaid enrollees with PMAD symptoms would have a lower PMAD diagnosis rate than would White Medicaid enrollees with PMAD symptoms because of systemic differences in access to and quality of care.
Methods
Design
This retrospective, cross-sectional, observational study characterized the relationship between self-reported PMAD symptoms and a clinical PMAD diagnosis. We estimated the PMAD diagnosis rate among Michigan Medicaid enrollees experiencing childbirth (2012–2015) and self-reported PMAD symptoms. We also identified patient characteristics associated with receiving a PMAD diagnosis (overall and stratified by race).
Data Sources
This study used secondary data from the MI-PRAMS survey and from Michigan Medicaid claims. MDHHS routinely collects and manages the MI-PRAMS survey and Michigan Medicaid claims as part of its routine operations. Institutional review boards at the University of Michigan Medical School (HUM00148854) and at MDHHS (201811-10-EA) approved this research.
Sample
The study sample was drawn from MI-PRAMS survey respondents who gave birth during 2012–2015 and were enrolled in Michigan Medicaid at the time of delivery. To ensure all perinatal health care interactions were documented in Medicaid claims, we included only respondents with continuous Medicaid enrollment from 9 months before delivery through 3 months after childbirth (N=2,781). In addition, we included only enrollees who self-reported PMAD symptoms on the two-item Patient Health Questionnaire (PHQ-2) embedded within the MI-PRAMS survey, for a total unweighted sample of 542. When weighted, this sample represents 24,353 enrollees.
Measurements
We defined the presence of self-reported PMAD symptoms as a positive result on the PHQ-2, a mental health screening tool used in clinical and public health settings (
25–
27). The MI-PRAMS survey uses adapted PHQ-2 response options of “always,” “often,” “sometimes,” “rarely,” and “never.” We defined a positive screening result as a response of “often” or “always” to either PHQ-2 item, consistent with prior use of this survey item. A positive screening result indicates the presence of PMAD symptoms but does not necessarily reflect a clinical diagnosis (
28–
30). A systematic review (
31) of postpartum depression screening tools found that the PHQ-2 has an average sensitivity of 79% (95% CI=62%–100%) and an average specificity of 83% (95% CI=79%–91%).
Our independent variable was receipt of a PMAD diagnosis, which we studied overall and stratified by race. We defined PMAD diagnosis as the presence of at least one inpatient or two outpatient Medicaid claims that included
ICD-9 or
ICD-10 codes for anxiety or depression between the delivery and 3 months after childbirth. Medicaid claims document clinicians’ diagnoses but do not contain information on how clinicians diagnose conditions. Diagnostic protocols may vary by clinician. We curated anxiety and depression
ICD-9 and
ICD-10 codes from the Healthcare Cost and Utilization Project (
32). This list of PMAD
ICD-9 and
ICD-10 codes is available in the
online supplement to this article.
Covariates included maternal age, race (White, Black, or other/unknown), Obstetric Comorbidity Index (OBCMI) (
33) score (0 or 1 vs. ≥2, where possible scores range from 0 to 45 and higher scores indicate more comorbid conditions), premature birth (defined as <37 weeks of gestation), cesarean birth, satisfaction with prenatal care (satisfied vs. not satisfied), satisfaction with delivery (satisfied vs. not satisfied), receipt of postpartum checkup (yes vs. no), and number of major life stressors during the year before delivery (0–3 vs. ≥4).
The OBCMI is a validated composite measure of antepartum health factors, such as diabetes or hypertension, that is used to identify childbearing patients at high risk for severe morbidity (
33). We measured life stressors by using responses to a series of MI-PRAMS survey questions asking patients to affirm whether they had experienced any of 14 life stressors during the year before delivery. Potential stressors included illness of a family member, divorce or separation, moving, homelessness, job loss, reduced work hours, work-related separation from partner, arguing with partner, partner not wanting the pregnancy, difficulty paying bills, partner or self in jail, substance use by someone close, or death of someone close. We dichotomized the number of stressors at the median (0–3 vs. ≥4 stressors).
Analysis
We weighted the analytic sample according to the MI-PRAMS weighting strategy (
34). The unit of analysis was an individual delivery.
Univariate analyses included measures of central tendency, with weighted means for continuous variables and weighted frequencies for categorical variables. We examined differences between Black and White patients by using Student t tests for continuous variables and Pearson chi-square tests for categorical covariates.
We calculated unadjusted and adjusted weighted logistic regression models to predict receipt of a PMAD diagnosis. We performed these models with the analyses controlled for race and stratified by race. Stratified subgroup analyses included only White and Black subgroups, because other racial-ethnic categories had too few individuals for meaningful interpretation. We performed data management and logistic regression in R, version 4.0.3, by using the “svyglm” function (binomial family with link=“logit”) from the “survey” package, and we calculated predicted probabilities in Stata, version 17, by using the “margins” command.
Results
In total, 7,257 respondents completed MI-PRAMS surveys from 2012 through 2015, representing annual, unweighted response rates ranging from 49.7% to 52.1% (
35–
38). Michigan Medicaid insured 3,909 (53.9%) of these respondents at the point of delivery, and 2,781 (71.1%) of those respondents were continuously enrolled in Medicaid from 9 months before delivery through 3 months after childbirth. Of these respondents, 542 (19.5%) had positive results on PMAD symptom screening. After the analyses were weighted according to MI-PRAMS weighting methodology, these 542 respondents represented 24,353 deliveries across the 4-year study. The study cohort diagram is available in the
online supplement.
Table 1 contains cohort characteristics overall and stratified by race. Among all respondents with PMAD symptoms, only 19.8% of delivery records included a PMAD diagnosis code between delivery and 3 months after childbirth. A greater percentage of White respondents had a PMAD diagnosis compared with Black respondents (23.8% vs. 8.9%, p<0.001), and a smaller percentage of White respondents had a premature delivery compared with Black respondents (11.1% vs. 21.2%, p=0.015). Other covariates, including age, dichotomized OBCMI score, cesarean birth, satisfaction with prenatal care, satisfaction with delivery, receipt of postpartum checkup, and dichotomized number of life stressors, did not vary by race.
Table 2 contains odds ratios for the unadjusted and fully adjusted models for the overall weighted cohort. In unadjusted logistic regression analyses among the overall analytic sample, Black respondents were less likely to have a PMAD diagnosis than were White respondents (OR=0.31, 95% CI=0.16–0.60, p<0.001). In adjusted logistic regression analyses, Black respondents were still less likely to have a PMAD diagnosis than White respondents (adjusted OR=0.23, 95% CI=0.11–0.49, p<0.001). No other covariates were associated with receipt of a PMAD diagnosis in unadjusted or adjusted analyses in the overall analytic sample.
Table 3 shows odds ratios for the unadjusted and adjusted models, stratified by race (weighted cohort). No variables were significantly associated with receipt of a PMAD diagnosis among White respondents in unadjusted or adjusted models. Among Black respondents, older age (OR=1.08, 95% CI=1.00–1.15, p=0.036), higher OBCMI score (OR=4.55, 95% CI=1.94–10.68, p=0.001), and greater number of life stressors (OR=3.20, 95% CI=1.34–7.66, p=0.009) were statistically significantly associated with receipt of a PMAD diagnosis in unadjusted models. Higher OBCMI score (adjusted OR=3.18, 95% CI=1.27–7.96, p=0.013) and greater number of life stressors (adjusted OR=3.12, 95% CI=1.10–8.88, p=0.033) remained statistically significantly associated with receipt of a PMAD diagnosis after the analyses were adjusted for all covariates.
Figure 1 displays weighted adjusted odds ratios and 95% confidence intervals for characteristics associated with receipt of a PMAD diagnosis for the cohort overall, for Black patients only, and for White patients only.
Figure 2 displays weighted adjusted predicted probabilities of having a PMAD diagnosis for the overall cohort, for Black patients only, and for White patients only. After the models were adjusted for all variables, the predicted probability of having a PMAD diagnosis was 23.8% for White respondents and 7.2% for Black respondents. Sensitivity analyses adjusted for additional measures collected during the MI-PRAMS survey. The additional measures we explored, consisting of enrollees’ smoking status, education, marital status, and experiences with racism, produced similar results.
Discussion
In this study representing 4 years of deliveries covered by Michigan Medicaid, most enrollees experiencing PMAD symptoms did not receive a PMAD diagnosis. Diagnosis rates were especially low among Black patients experiencing PMAD symptoms.
Extent of Underdiagnosis
These results showed that only one in five respondents with PMAD symptoms received a PMAD diagnosis. Furthermore, the discrepancy between the diagnosis rate and PHQ-2 screening results (
39–
41) indicated that many true PMAD cases were not diagnosed within the study period. Our estimated diagnosis rate was slightly lower than that indicated in previous literature. One meta-analysis (
42), which was based primarily on medical records review literature, found that less than one-third of postpartum depression cases are diagnosed. The difference between our observed diagnosis rate and that of previous literature may indicate that screening tools are less accurate than medical records review and may point to additional underdiagnosis of postpartum anxiety (
43). Furthermore, the relatively short span of our study (delivery through 3 months after childbirth) may have produced an underestimate of diagnoses.
Lack of familial support, child care, and health knowledge are barriers to receiving maternal mental health care (
44). Of note, our results showed that receipt of the routine 6-week postpartum checkup was not associated with having a PMAD diagnosis. This finding may indicate that barriers to diagnosis occur within clinical care and during the diagnostic process itself. Some patients may feel uncomfortable disclosing symptoms, clinicians may inconsistently interpret PMAD symptoms across patient populations, or competing clinical needs may reduce time for discussion of mental health symptoms.
Our study focused on PMAD diagnosis in the early postpartum period, because clinical care typically diminishes in the late postpartum period. There are no additional obstetric checkups in the late postpartum period (
45), and Medicaid coverage ends for enrollees without other qualifying criteria 2 months after childbirth (
46,
47), underscoring the importance of timely detection and of creating multiple points of care after delivery.
Racial Disparities in Diagnosis Receipt
Race was the most pervasive and prominent factor associated with receipt of a PMAD diagnosis. Although Black and White respondents reported symptoms at similar rates, and our cohort was narrowed to include only respondents with PMAD symptoms, the rate of PMAD diagnosis was lower for Black respondents than for White respondents.
Our findings were consistent with other research showing that Black postpartum patients face additional individual, structural, and historical barriers to care compared with White patients (
16). Historical medical discrimination and exploitation have contributed to stigma regarding mental health care in Black communities (
48,
49). Black perinatal patients are less likely to receive adequate care and may face racism and provider bias in clinical settings (
16,
50–
52). As a result, Black postpartum patients may rely less on clinical mental health support and more on spiritual counseling (
53). A dearth of culturally inclusive care options may prevent Black postpartum patients from seeking clinical care for mental health concerns.
The diagnostic process itself may prevent Black postpartum patients from receiving timely and accurate care. The Structured Clinical Interview for DSM-IV is a semistructured guide commonly used to confirm psychiatric diagnoses; however, the interview incurs a high level of participant burden, and noncompletion of interviews is more common among Black patients than among White patients (
54). Moreover, although Black patients may prefer nonclinical mental health support, research comparing patient preferences with type of treatment received has demonstrated little association between patient preference and treatment modality (
53,
55). Thus, patient affinity for or aversion to mental health treatment does not fully explain these disparities.
The factors associated with receipt of a diagnosis differed by race. These differences may provide additional clues to the underlying reasons for higher rates of underdiagnosis among Black respondents. Among Black respondents with symptoms, those with more comorbid conditions and those with more stressors were likelier to receive a psychiatric diagnosis. Patients with more comorbid conditions may interact with the health care system more frequently, incurring more opportunities for screening and diagnosis. A high number of life stressors, including events such as homelessness and incarceration, may reflect greater severity of illness or may indicate access to services, such as social work, that may increase the likelihood of receiving a psychiatric diagnosis.
Effects of Inaccurate Clinical Documentation on Health Equity
The differential rates of PMAD diagnosis for Black and White respondents indicated that PMAD diagnoses were not equally represented in administrative health claims. Without accurate and unbiased assessment of the prevalence of PMAD, such claims data cannot be leveraged to equitably identify or manage maternal mental health conditions.
Underrepresentation of Black patients with PMAD symptoms may create biased data, leading to biased results erroneously indicating that this population is at lower risk for illness. This underrepresentation may perpetuate underdiagnosis in subsequent patients, because clinical support technology, such as machine learning (
56), is increasingly used with existing records to help clinicians predict and identify PMADs. Clinical support technology that is trained on biased data will produce biased predictions that could further exacerbate racial disparity in underdiagnosis. Thus, accurate, timely diagnosis of PMADs is not only critical for health equity but also for equitable health informatics.
Understanding and Improving Underdiagnosis
Measuring the factors associated with underdiagnosis is a first step in improving PMAD detection and treatment. Interviews with patients and providers as well as clinical observation of the shared decision making process that leads to clinical diagnosis of maternal mental disorders may elucidate why some patients receive diagnoses and others do not. Because factors associated with screening varied between White and Black patients, our work indicates the importance of drawing on experiences from an array of patient populations.
Structural and cultural components of the health care system likely shape the individual patient-provider interactions that lead to underdiagnosis. The literature (
53,
57,
58) indicates that fear of stigma and lack of trust remain barriers to care-seeking behavior, particularly for Black patients. Implementing culturally sensitive care, including strategies such as using nonstigmatizing language to describe mental health, ensuring that providers reflect patients’ identities, and fostering patient-provider relationships (
59,
60), may mitigate underdiagnosis. These strategies not only promote care-seeking behavior but may also combat provider bias.
Strengths
Strengths of this study include its novel use of a combination of MI-PRAMS survey data and Michigan Medicaid claims data. This linkage provided insight into the interplay between nonclinical information (e.g., frequency of symptoms) and clinical information (e.g., psychiatric diagnosis) at a larger scale than previously possible and enabled us to control the analyses for nonclinical factors (e.g., stress). This linkage leveraged the strengths of Medicaid claims, which are comprehensive and clinically documented, and those of MI-PRAMS data, which represent patients’ perspectives and provide statistical representation of the population studied. Furthermore, the MI-PRAMS survey uses a strong and established survey methodology. The MI-PRAMS weighting scheme allowed us to estimate study results at a larger scale than would be possible with survey responses alone.
Limitations
This study had some limitations. Generalizability was limited by the exclusion of patients without continuous Medicaid enrollment. Because Medicaid claims are observational data, reflecting real-world conditions in which clinicians use various diagnostic approaches, we could not control the analyses to account for the methods clinicians used to make their diagnoses.
Surveys may introduce systematic errors, such as recall, self-report, or response bias. Furthermore, some survey measures, including the adapted PHQ-2 and number of major life stressors, lacked validation. The MI-PRAMS survey measures symptoms via a modified version of the PHQ-2 that uses an unvalidated answer bank (always, often, sometimes, rarely, never) instead of the validated answer bank (not at all, several days, more than half of days, nearly every day).
In addition, our data were relatively old and may not represent current trends. Professional organizations now recommend universal PMAD screening (
61), and the COVID-19 pandemic has negatively affected maternal mental health (
62). Our data, however, may serve as a baseline for future evaluation of racial disparities in maternal mental health. Although trends may have changed, systemic racism is unlikely to have abated since data collection.
Finally, this study focused on the relatively narrow time frame between delivery and 3 months after childbirth, but PMADs frequently occur during pregnancy and up to 1 year after delivery. Thus, the findings from the short observational period in our study likely represent underestimates of the number of patients who ultimately receive a PMAD diagnosis within the full postpartum period of 1 year after delivery.
Conclusions
PMAD diagnosis is a critical step in the pathway to treatment and remission. Unfortunately, many PMAD cases are not diagnosed. This study found a paltry 19.8% overall diagnosis rate among symptomatic Medicaid enrollees. Overall diagnosis rate and patient characteristics associated with receiving a diagnosis also varied by race. Future research should further explore underlying mechanisms for these varying diagnosis rates. Improving clinical detection of PMADs will increase access to treatment and improve health outcomes for postpartum patients.
Acknowledgments
The authors thank the Michigan Department of Health and Human Services as well as the Susan B. Meister Child Health and Evaluation Research Center, University of Michigan, for their support.