Effective psychotherapy interventions for middle-aged and older patients with chronic schizophrenia are needed. The number of middle-aged and older people with schizophrenia, like the number of older persons in the general population, is growing rapidly. By 2020, Americans over age 45 will constitute 41% of the entire population
(1). This will mean a dramatic increase in demand for treatments targeting the unique needs of older patients with schizophrenia. Unfortunately, the likelihood of receiving any psychotherapy intervention declines dramatically in older patients
(2), and the development and testing of psychosocial rehabilitation programs for older patients with schizophrenia have been slow.
Social skills training is a related behavioral intervention for schizophrenia that focuses on social functioning
(13,
14). Whereas cognitive behavior therapy focuses on how beliefs affect behavior and mood, social skills training focuses on practicing pragmatic skills of living. Benton and Schroeder
(15) conducted a meta-analysis of 27 social skills training studies of younger schizophrenia patients and concluded that social skills training improved acquisition and durability of specific social skills. There was less evidence that social skills training improved relapse rates, symptom severity, or global social adjustment
(16). It is possible that combining cognitive behavior therapy and social skills training may improve treatment of these other outcomes. For example, by challenging thoughts that interfere with skills execution in the real world (e.g., expectancies, delusional fears), social competence and functioning may be improved. Also, by adding social skills training, emphasis on social functioning is increased in types of cognitive behavior therapy that primarily target symptoms.
In prior studies of cognitive behavior therapy and social skills training, patients with schizophrenia were usually younger than 50 years old
(3,
5,
7,
13,
15,
16). To address the lack of research on middle-aged and elderly patients, we developed a manualized intervention that combines cognitive behavior therapy and social skills training
(17–
19), with modifications addressing the unique needs of older psychiatric patients
(20,
21) (e.g., interpersonal loss, physical disability, neurocognitive impairment, and patient belief systems such as, “I’m too old to learn”). Older patients with schizophrenia typically have not experienced institutionalization for many years, but about 60% live in assisted care settings (e.g., board-and-care homes)
(22). Aging is typically associated with improvement in positive symptoms and reduced hospitalization rates
(22), but most of these older people with schizophrenia have enduring neurocognitive impairments
(23) that contribute to social functioning deficits
(24–
27). These patients report a strong desire to improve their social functioning
(28). The primary target of the cognitive behavioral social skills training in the present study, therefore, was social functioning, and symptoms were secondary targets.
It is important to identify mechanisms of change in psychotherapy for psychosis. “Cognitive insight” is one factor recently described by Beck and colleagues
(29) that may be related to symptom change in cognitive behavior therapy. In contrast to clinical insight, which typically refers to awareness of a mental illness requiring treatment, cognitive insight refers to metacognitive processes of reevaluation and correction of distorted beliefs and misinterpretations (e.g., objective distancing and reappraisal of symptoms). A patient may endorse a disease explanation for symptoms but may concurrently be unwilling to question long-held, emotionally charged delusional beliefs. A primary goal of cognitive behavior therapy for psychosis is to help patients to distance themselves from their distorted beliefs, more objectively evaluate evidence, accept corrective feedback about beliefs, and reduce overconfidence in conclusions. Patients who learn these skills may be more likely to show improvement in psychotic symptoms with cognitive behavior therapy. If improved cognitive insight is a mechanism of change in cognitive behavioral social skills training, patients receiving this intervention should show greater increases in cognitive insight than patients in treatment as usual, and patients receiving cognitive behavioral social skills training who show greater increases in cognitive insight should show greater reductions in psychotic symptoms.
This study was a randomized, controlled clinical trial of treatment as usual versus treatment as usual plus cognitive behavioral social skills training for middle-aged and older outpatients with very chronic schizophrenia. It included blind assessments of social functioning (primary outcomes), positive, negative, and depressive symptoms (secondary outcomes), cognitive insight, and mastery of skills addressed in cognitive behavioral social skills training (process variables). Assessments were obtained at baseline, midtreatment, and the end of treatment in order to examine the process of change through treatment. The timing of the assessments may also provide information about the amount of therapy that is needed to master skills and achieve meaningful change in outcomes. The primary study hypotheses were that patients receiving treatment as usual plus cognitive behavioral social skills training would show significantly better outcomes, especially in terms of social functioning, than patients receiving only treatment as usual and that change in cognitive insight would be related to change in symptom outcomes.
Method
Sample
Community-dwelling patients with schizophrenia or schizoaffective disorder were recruited through the University of California, San Diego, Advanced Center for Interventions and Services Research for Psychosis in Older Adults. This was not a convenience sample. Participants were recruited from treatment and residential settings in San Diego County from 1999 to 2003. The participants were 42–74 years old, and the exclusion criteria were disabling medical problems that would interfere with testing, absence of medical records to inform diagnosis, and diagnosis of dependence on substances other than nicotine or caffeine within the past 6 months.
Diagnoses were based on the Structured Clinical Interview for DSM-IV
(30). The diagnoses were as follows: schizophrenia, paranoid type, N=22; schizophrenia, undifferentiated type, N=22; schizophrenia, disorganized type, N=2; schizophrenia, residual type, N=2; and schizoaffective disorder, N=28. At baseline, 46 patients were taking one or more atypical antipsychotic medications, 17 were taking typical antipsychotics, seven were taking both typical and atypical medications, and six were not taking any antipsychotic medications. At baseline, 36 patients were also taking antidepressant medications, and 22 were taking mood stabilizers.
Study Design
This study was approved by the human subjects committees of the University of California, San Diego, and the Department of Veterans Affairs San Diego Healthcare System. Because transportation problems are common among older patients with schizophrenia, cognitive behavioral social skills training was delivered both at the research center (N=52) and at different board-and-care facilities in the community (N=24). Transportation to group therapy and to all assessment appointments at the research center was provided if requested. After the patients provided written informed consent and underwent baseline assessments, they were randomly assigned to one of two treatment conditions: 1) treatment as usual or 2) treatment as usual plus cognitive behavioral social skills training. They were followed up at midtreatment (3 months), to determine process and symptom outcomes, and at the end of treatment (6 months), to assess functioning, symptom, and process outcomes. A stratified randomization procedure was used to assign participants to treatments within sites, with the constraint that equal numbers of patients at each site would be assigned to the two conditions according to a sequential list of random numbers. The project coordinator assigned participants to treatments in the order that they consented, and the coordinator was the only staff person other than therapists with knowledge of group membership. The participants were compensated for the assessment visits but not for the treatment visits.
The assessors were blind to treatment group. Before each testing session, the patients met with the project coordinator, who counseled them not to reveal group membership to the raters. We assessed the blind by having assessors guess group membership at each assessment by using a 7-point Likert scale (–3 represented certainty that the intervention was treatment as usual, 0 represented complete uncertainty, and 3 represented certainty that the intervention was treatment as usual plus cognitive behavioral social skills training). The mean ratings were nearly 0 (completely unsure) for all three time points (0.03, 0.27, 0.60 for baseline, midtreatment, and end of treatment). For the vast majority of assessments, the raters were uncertain about group membership (the percentages of 1, 0, and –1 scores were 87%, 85%, and 73% for baseline, midtreatment, and end of treatment). Even in the minority of cases in which the assessors rated themselves as very certain about group membership (3 or –3 rating, 14% of assessments), they were wrong 36% of the time.
Outcome Measures
Primary outcomes
Social functioning was assessed by using the Independent Living Skills Survey
(31) and the UCSD Performance-Based Skills Assessment
(25). The Independent Living Skills Survey is a self-report measure of basic functional living skills performed during the past month; it was administered in an interview format. The UCSD Performance-Based Skills Assessment is a performance-based measure of the extent to which patients are capable of performing specific functional living skills, regardless of whether or not they actually performed the skill. This instrument assesses five domains of functioning—household chores, communication, finance, transportation, and planning recreational activities—by using standardized role-playing situations. The Independent Living Skills Survey assesses 10 domains, but the composite score computed was the average of scores on five relevant functional domains—appearance and clothing, personal hygiene, health maintenance, transportation, and leisure and community—that are sensitive to functional impairment in older outpatients with schizophrenia
(26). Five domains were not used because the majority of participants in this study lived in board-and-care settings, where cleaning and cooking services (two domains) were provided, and almost all of the participants were retired or unemployed and receiving disability income that was managed by others (three domains). The participants, therefore, did not have the opportunity to perform these skills, so a score could not be computed accurately. The Independent Living Skills Survey and UCSD Performance-Based Skills Assessment were not administered to three participants, owing to an administrator error.
Secondary outcomes
The Positive and Negative Syndrome Scale
(32) and Hamilton Depression Rating Scale
(33) were also administered. Interrater reliability (interclass correlation) for the Positive and Negative Syndrome Scale total score was 0.88.
Process variables
The Beck Cognitive Insight Scale
(29) is a 15-item self-report inventory that includes two subscales, self-reflectiveness (objective reappraisal) and self-certainty (overconfidence in beliefs). A summary score is calculated by subtracting the self-certainty score from the self-reflectiveness score, and the difference is labeled the “reflectiveness-certainty index.”
The Comprehensive Module Test was used to assess knowledge of the specific skills and information taught in cognitive behavioral social skills training. The test was originally developed by the University of California, Los Angeles, Center for Research on Severe Mental Illness
(14). The symptom self-management module test from the original Comprehensive Module Test was used to assess symptom knowledge and behavioral coping skills, as well as the ability to apply this knowledge in response to role playing and vignettes. Similar questions with vignettes were added to assess mastery of other skills addressed in cognitive behavioral social skills training, including communication, problem solving, and thought challenging. The total score on the Comprehensive Module Test was used (maximum=58).
Medications
Antipsychotic medication type (typical or atypical) and dose, other types of psychotropic medications (antidepressants, mood stabilizers), and any changes in medications were recorded. Psychiatrists and/or board-and-care workers verified medication information. The daily doses, in milligrams, of antipsychotic and anticholinergic medications at each assessment were calculated as chlorpromazine equivalents and benztropine equivalents, as clinically recommended
(34–
36).
Interventions
Treatment as usual
The patients continued in whatever ongoing care they were receiving. No medication guidelines were provided as part of this protocol. To characterize treatment as usual, a standardized service utilization interview was administered to all participants. Briefly, 82% of the patients reported a psychotropic medication visit in the 6 weeks preceding study entry, but only 19% of the patients reported receiving any type of psychotherapy (primarily group therapy) during the same period.
Cognitive behavioral social skills training
This intervention is described in detail elsewhere
(17–
19). The patients received 24 weekly 2-hour group psychotherapy sessions, with a half-hour lunch break (lunch was provided). The treatment manual included a patient workbook that contained homework forms. The components of social skills training were based on social skills training interventions available from Psychiatric Rehabilitation Consultants
(37). The components of cognitive behavior therapy were developed specifically for patients with schizophrenia
(38,
39). Aids to compensate for cognitive impairment, common in both schizophrenia and normal aging, were also added. The age-relevant content modifications included identifying and challenging ageist beliefs (e.g., “I’m too old to learn”), age-relevant role-playing situations (e.g., talking to a doctor about eyeglasses), and age-specific problem solving (e.g., finding transportation, coping with hearing and vision problems). Cognitive behavioral social skills training, therefore, targeted the multidimensional deficits that lead to disability in aging patients with schizophrenia.
An important obstacle to enrollment with traditional group therapy is treatment delays that occur when several patients must be recruited around the same time to start simultaneously. To avoid this, a modular design with rolling admissions was used. The participants started at the beginning of any of three four-session modules, so the maximum wait time was 4 weeks. The modules were self-contained, including orientation to the group in the first session and progression through skills across sessions. The patients completed all three modules twice, for a total of 24 sessions. The modules were repeated to compensate for cognitive impairment and to examine whether repeated exposure to the materials increased skill acquisition.
In the “thought-challenging module,” the patients used thought records and homework assignments to identify relationships among thoughts, feelings, and behaviors, and they identified mistakes in thinking. Patients conducted behavioral experiments to gather evidence to evaluate their beliefs. The primary thoughts targeted were beliefs about voices (e.g., “God is speaking,” “The voice could harm me”) and events related to delusions. To simplify learning and to help patients remember to use cognitive techniques in everyday life, mnemonic aids were provided (e.g., laminated wallet cards with “The 3Cs: Catch it—identify the thought, Check it—examine evidence, Change it.”).
The primary goal of the “asking for support module” was to improve communication skills and social interactions. This training used behavioral role-playing exercises that focused on reporting symptoms to doctors, expressing positive and negative feelings, assertive sharing in social interactions, and improving everyday leisure activities.
In the “solving problems module,” problem-solving skills were taught by using the acronym “SCALE,” which represented “Specify, Consider possible solutions, Assess the best solution, Lay out a plan, and Execute and evaluate the outcome.” Problems related to illness and disability were emphasized, including coping with symptoms, stressors (e.g., loss of a loved one), taking medication, using public transportation, leisure activities, hygiene and nutrition, and getting eyeglasses and hearing aids.
Therapist selection and quality assurance
Doctoral-level psychologists or senior graduate students in clinical psychology with at least master’s-level training and 2 years of clinical experience delivered the cognitive behavioral social skills training intervention (F.S.M., L.A.A., D.P., P.P., and others). Two therapists led each group. Two of us (E.G., J.R.M.) provided training and weekly supervision, including review of session videotapes. The Cognitive Therapy Rating Scale for Psychosis
(40) was used to rate therapist competence from 30 videotaped sessions that were randomly selected but stratified according to module. The interrater reliability (interclass correlation) of the three raters was 0.85. The mean rating was 43 (SD=7). A score of 30 or more has been viewed as an adequate competence in cognitive behavior therapy for psychosis
(41).
Statistical Analyses
Intent-to-treat analyses were used to examine all outcome variables. Missing data were replaced by within-group means of the missing values. All values for the Positive and Negative Syndrome Scale variables, Hamilton depression scale total, and Performance-Based Skills Assessment total had distributions that violated normality assumptions. Transformations (log, square root, or inverse) successfully normalized these scores. Differences between treatment groups at baseline were examined by using two-tailed t tests for continuous variables and chi-square tests for categorical variables. A split-plot repeated-measures analysis of covariance (ANCOVA) was used to test the difference between treatment groups at each follow-up point for each outcome measure, with the baseline score for the outcome measure as a covariate, treatment group (treatment as usual versus the combination of treatment as usual plus cognitive behavioral social skills training) and treatment delivery site (research center versus board-and-care facility) as between-subjects factors, and assessment time (midtreatment versus end of treatment) as a within-subjects factor. Predicted relationships between change in symptoms and change in cognitive insight were examined by computing Pearson’s r correlations between symptom change scores and insight change scores at midtreatment and at the end of treatment (relative to baseline).
Discussion
This randomized clinical trial examined whether adding a cognitive behavioral group psychotherapy intervention to treatment as usual improved functional outcome in middle-aged and older patients with schizophrenia or schizoaffective disorder. Except for pilot studies at our research center, we are aware of no other published clinical trial of a psychotherapy intervention for older psychotic patients. After treatment, the patients who received treatment as usual plus cognitive behavioral social skills training performed social functioning activities significantly more frequently than patients in treatment as usual. The significant improvement found in everyday functioning is important in this patient population, given that despite relatively effective pharmacologic control of psychiatric symptoms, impairments in social functioning persist in these patients.
The treatment groups did not differ significantly in their general skill at performing specific everyday functioning activities after treatment (measured with the UCSD Performance-Based Skills Assessment). Cognitive behavioral social skills training does not specifically train all the skills measured by this instrument, and this may have contributed to the lack of improvement on this measure. Although proficiency at performing functional activities did not improve significantly in the group receiving combined treatment, the Independent Living Skills Survey showed that these participants were significantly more likely than participants in treatment as usual to actually perform social functioning activities after therapy. A focus of cognitive behavioral social skills training is challenging the thoughts that interfere with execution of activities in the community (e.g., “I will be harmed if I go out,” “It won’t be fun,” “I won’t be able to do it”). By challenging illness-related thoughts (e.g., paranoia) and thoughts that interfere with the execution of everyday activities, patients were more likely to engage in social activities.
Despite older age, chronic severe mental illness for approximately three decades, and neurocognitive deficits common in older patients with schizophrenia, the patients receiving cognitive behavioral social skills training had excellent group attendance, homework completion, and participation and they were able to learn the content of the intervention. Providing transportation and conducting the intervention at board-and-care facilities in the community likely contributed to the excellent attendance and low dropout rate. It is important that the site of treatment delivery did not significantly affect any treatment outcome variable. Cognitive behavioral social skills training was equally effective delivered in the community and at a major medical center. Interventions developed for older psychiatric patients must be tailored to the unique needs of this population and reduce barriers to treatment in this way.
The results of this study are consistent with those of several other studies in which significant improvement in psychosocial functioning occurred after cognitive behavior therapy for younger patients with schizophrenia
(9–
11). These promising results suggest that aspects of cognitive behavior therapy that specifically target psychosocial functioning (e.g., social skills training, problem-solving training, and challenges to thoughts that interfere with skill execution) should be strengthened and that social functioning outcome measures should be included in clinical trials. Given that antipsychotic medications reduce psychotic symptom severity but do not specifically target everyday functioning, cognitive behavior therapy interventions that focus on functioning may be particularly important for schizophrenia patients, especially older, very chronically ill community-dwelling patients.
The present study did not show a significant treatment group effect on positive or negative symptoms or depression. In general, studies of cognitive behavior therapy for schizophrenia have shown significant improvement in positive and/or negative symptoms in younger, treatment-resistant subjects
(3–
7). The absence of significant benefit for symptoms in this study was probably due to the fact that symptoms had been well controlled by medications at baseline. Therapist inexperience also may have influenced the results for positive symptoms in this study. Master’s- and doctoral-level therapists were used in this study, whereas U.K. studies that showed greater impact on symptoms most commonly used more experienced doctoral-level therapists
(5), although one study with positive findings used psychiatric nurses
(42). Research is needed to examine the replicability and generalizability of cognitive behavior therapy for schizophrenia with clinicians in community settings who are not the experts who developed the treatment. The present study was an important step in that direction, because some group sessions were conducted at community sites by less experienced therapists.
The majority of prior studies of cognitive behavior therapy for schizophrenia used an individual therapy format, but some promising results have been reported from using a group format
(8,
11,
43) or combined group and individual therapy
(44). One important difference between group and individual cognitive behavior therapy is that groups tend to emphasize skills training over detailed case formulation. There is less time in groups to fully explore the unique content and history of each patient’s delusional system and hallucinations. This may have contributed to the lack of significant impact on symptoms in this study. Groups, however, can influence social support systems and allow the practice of communication and other social skills with peers, which may be important for interventions, such as cognitive behavioral social skills training, that target social functioning. Future studies might compare interventions that use a comprehensive case formulation with interventions that do not, in order to determine the importance of this approach for different patient subgroups and different outcomes.
Improvement in cognitive insight
(29) may be one mechanism of symptom change in cognitive behavior therapy. The patients who received treatment as usual plus cognitive behavioral social skills training showed significantly greater cognitive insight after treatment than did the patients in treatment as usual. There was also some evidence that the treatment group effect on psychiatric symptoms was related to changes in cognitive insight. Improvement in overall cognitive insight (Beck Cognitive Insight Scale reflectiveness-certainty index) was significantly correlated with reduction in positive symptoms at the end of treatment only for the patients who received cognitive behavioral social skills training. This association appeared to be driven by increased self-reflectiveness (i.e., increased objective examination of evidence for beliefs). In contrast, improvement in overall cognitive insight was associated at midtreatment with a transient increase in depression, which resolved by the end of treatment. This association appeared to be driven by decreased self-certainty (i.e., reduced overconfidence in conclusions about anomalous experiences). Several of these correlations, however, were exploratory. If they are replicated, future research on cognitive insight as a possible mediator of symptom outcome in cognitive behavior therapy, particularly positive symptom outcome, may help clarify the higher-level cognitive (or metacognitive) processes by which cognitive behavior therapy can lead to changes in symptoms. Among the patients in cognitive behavioral social skills training, those who became more objective, more willing to examine cognitive distortions, and less resistant to corrective feedback from others (i.e., increased self-reflectiveness) showed greater reduction in positive symptoms. Patients can, however, become depressed as their confidence in distorted long-held beliefs is reduced (i.e., reduced self-certainty) and they begin to understand their anomalous experiences as part of chronic illness. Clinicians using cognitive therapy techniques should be aware of this and plan for the possibility of addressing increased depression in therapy.
The analyses did not reveal any significant benefit from repeating the intervention modules a second time (i.e., no significant additional improvement from midtreatment to the end of treatment). The duration of treatment in previous clinical trials of cognitive behavior therapy for psychosis ranged from 5 weeks to 9 months and averaged 13.6 weeks
(5). Shorter treatments have been used in acute illness phases, whereas longer durations, such as for group cognitive behavioral social skills training, have been used for more chronically ill populations. The present findings may indicate that 3 months (one exposure to the modules) is a sufficient dose of group cognitive behavioral social skills training for chronically ill older patients. It is possible, however, that repetition was important for maintaining the gains achieved by midtreatment. This finding also may not generalize to other forms of cognitive behavior therapy or other samples, and it is not clear whether a subgroup of patients with more severe cognitive deficits would require a longer course of cognitive behavioral social skills training to acquire the skills and show benefit.
The strengths of the study included randomization to treatments, blind raters, good matching of groups at baseline on all variables, a manualized intervention, monitoring of treatment fidelity, broad outcome measures, good attendance and retention of participants, and inclusion of midtreatment assessments and cognitive insight variables to examine possible mechanisms of change. The limitations included a moderately small sample size and lack of a control for nonspecific therapist contact factors, although other studies of cognitive behavior therapy for schizophrenia have demonstrated its efficacy relative to control conditions consisting of supportive contact
(41,
42). Exclusion of patients with current comorbid substance dependence may also reduce the generalization of the findings, although comorbid substance dependence declines with age in patients with schizophrenia
(45). In addition, only ratings of symptom severity (e.g., Positive and Negative Syndrome Scale) were obtained, and ratings of distress or dysfunction due to symptoms (e.g., Psychotic Symptom Rating Scales
[46]) were not collected. It is possible that these symptom dimensions change independently with cognitive behavior therapy. For example, Bach and Hayes
(47) noted that patients with schizophrenia receiving cognitive behavior therapy actually had increases in their reported frequency and severity of symptoms but that they reported less distress and dysfunction related to their symptoms. This finding is not surprising given that cognitive behavior therapy typically teaches patients to monitor symptoms, increase awareness of symptoms, and even practice talking about symptoms with professionals in role playing. By modifying beliefs about symptoms, the distress and dysfunction associated with symptoms can be reduced, despite the persistence of the symptoms themselves.
In conclusion, to our knowledge this is the first published randomized trial to examine a psychosocial intervention designed for the unique needs of older patients with psychotic disorders. This study adds to the growing evidence of the efficacy of cognitive therapy interventions in schizophrenia. Given the heterogeneity of schizophrenia, it is unlikely that a single cognitive behavior therapy intervention will work equally well for all types of patients (e.g., young and old, acutely and chronically ill, medication-resistant and -responsive, neurocognitively normal and impaired, insightful and unaware). Researchers should continue to develop and test group and individual cognitive behavior therapy interventions that are tailored to the unique needs of different subgroups of patients with schizophrenia and identify which treatments are most effective for which patients and in what circumstances.