Self-directed care (SDC) offers individuals increased decision making and flexibility in the types and amounts of services received to address mental health needs (
1). Promising SDC outcomes in mental health services have been reported in Florida (
1), and recent guidance has been offered on standards for including SDC as part of home- and community-based long-term services related to Section 2402(a) of the Affordable Care Act (
2). SDC allows for maximum personalization of services by enabling individuals to identify and select the services they believe will facilitate their mental health and wellness goals.
SDC goes beyond “person-centered planning,” in which treatment decisions are often made by the provider in collaboration with the consumer, by placing consumers in control of treatment decisions and offering nontraditional opportunities to improve mental health. These choices are their own “personal medicine” (
3). Personal medicine includes strategies to reduce stress and increase engagement in meaningful activities (
3). The ability to adhere to personal medicine contributes to increased self-esteem and a reduction in traditional psychiatric symptoms, such as symptoms of depression and positive and negative symptoms (
3). Personal medicine may include not only medications, psychiatry visits, and case management supports but also workouts at a gym, yoga classes, and employment, in which case a car repair or a new set of clothes may be necessary for successful engagement. Engagement in meaningful activities (for example, yoga) and personally valued roles (for example, work) has frequently been cited as an important element in recovery (
4–
8).
Personal medicine that enhances engagement in meaningful activities is also consistent with the International Classification of Functioning, Disability and Health (ICF) model (
9), which views health in three domains: body function and structure, activities, and participation. Body function and structure encompass areas typically addressed through traditional medicine (for example, symptoms, cognitive functions, and structures of the nervous system), activities address the individual’s ability to perform a specific task (for example, grooming and dressing), and participation focuses on levels of engagement in community life. These domains are viewed as interactive and as indicators of health.
The implementation of an SDC program in Delaware County, Pennsylvania, provided a unique opportunity to examine what consumers request—either directly as personal medicine or as goods and services that facilitate personal medicine—to enhance mental health and wellness beyond traditional “in-plan” services. Unlike other studies that simply examined consumer perspectives on quality of care (
10), an examination of SDC “requests” allowed us to examine the nontraditional goods and services that consumers seek when given the opportunity and the extent to which these requests vary across individuals. In doing so, we can better understand consumers’ personal medicine and its requisite facilitators and design services to better fit consumers’ needs. Therefore, the purpose of this study was to answer the following research questions. To what extent do individuals with serious mental illness have unmet needs outside traditional, reimbursable services? What percentage of individuals request nontraditional goods or services when given the opportunity, and how long does it take for them to initiate the request? What community participation needs are addressed by the purchase of nontraditional goods or services, and to what extent do these needs vary within and across individuals?
Results
Sample
Among the 60 SDC participants, 43 (72%) were females and 17 (28%) males, with a mean±SD age of 44.9±10.5. Most participants identified as white (N=27, 45%) or black (N=27, 45%), five (8%) identified as Hispanic, and six (10%) identified as another race (some participants identified as more than one race; percentages are greater than 100%). Most (N=34, 57%) were single and never married, and 19 (32%) reported having a significant other. Twenty-eight (47%) had more than a high school education, 19 (32%) had no higher than a high school education, and 12 (20%) had less than a high school education. Twenty-five participants (42%) had major depression, 19 (32%) had bipolar disorder, and 16 (27%) had a schizophrenia spectrum disorder.
Coded Requests
The 60 SDC participants made a total of 507 participation requests, ranging from 0 to 37 requests per person, with a mean of 8.5±7.4 requests per person. Eight (13%) of the 60 participants made no requests for nontraditional goods or services. The time required to make the first request ranged from 14 to 331 days, with a mean of 95.5±88.0 days.
Table 1 presents descriptions of the codes and the number and percentage of requests in each category for the entire sample and by diagnosis. Of the 507 requests made by the 60 participants, 114 targeted participation in at least two areas, resulting in a total of 621 coded requests (393 single-coded requests plus 228 dually coded requests). Requests were evenly distributed across the primary ICF chapters (
Table 1): general tasks and demands (19%); self-care (19%); domestic life (18%); mobility (16%); community, social, and civic life (15%); and major life areas (13%). The most frequently identified individual codes were managing diet and fitness (9%), using public transportation (9%), handling stress (7%), looking after one’s health (6%), and acquisition of a place to live (6%). Examples of requests and justifications for these codes are presented in
Table 2.
Different needs were identified across diagnostic groups. Individuals with a schizophrenia spectrum disorder made a total of 124 requests. Needs in self-care were most frequently identified (33%). The top three individual codes for individuals with a schizophrenia spectrum disorder were managing diet and fitness (21%), acquiring a job (10%), and using public transportation (7%). Examples, respectively, included workout shoes, a printer and ink for résumés, and a transportation pass. Participants with major depression made 289 requests. Eighty (28%) of their requests were in the area of general tasks and demands, and 21% were in the area of domestic life. The top three individual codes for those with major depression were using public transportation (12%), maintaining one’s health (9%), and handling stress (9%). Examples of requests, respectively, included a public transportation pass, a therapy copay, and money to pay the electric bill. Individuals with bipolar disorder made 208 requests, and most needs were identified in the area of general tasks and demands (27%). The top three individual codes for individuals with bipolar disorder were using private motorized transportation (9%), handling stress (7%), and managing diet and fitness (7%). Examples of requests, respectively, included a driving test fee, a divorce fee, and a gym membership.
Among the 52 participants who made requests, the mean per person was 11.9±8.1 requests, which addressed a mean of 5.6±3.3 unique needs (that is, different codes). On average, needs were identified in 3.6±1.6 domains. Nearly 75% of the participants (N=38) identified needs in at least three domains. Only six participants (12%) made requests coded into a single category.
Discussion
These data suggest that when given the opportunity, the overwhelming majority of individuals with serious mental illness are able to identify a number of goods or services not traditionally available through Medicaid that would facilitate their mental health. Moreover, the breadth of requests across domains and individuals appears to reflect the diversity of needs that can be addressed through innovative service delivery models, such as SDC, to maximize the ability to provide truly individualized care.
Individuals with serious mental illness clearly have unmet needs, but their identification of those needs may take a significant amount of time. Participants took an average of 95 days to initiate their first request. A possible explanation is that consumers commonly play a passive role in treatment decisions (
12). SDC represents a major shift in how services are delivered and requires that consumers play more active roles. Consumers may need time to adapt to the promotion of autonomy and ability to self-direct service decisions. Another possible explanation is that study enrollment coincided with the start of SDC implementation, and the program was not mature; however, recruitment occurred over a two-year period, so any such effect should have diminished.
A large number of requests facilitated engagement in activities commonly emphasized in the mental health system, including diet and fitness, transportation, handling stress, and maintaining health. The most frequently identified need was in the area of diet and fitness. High rates of obesity (
13), sedentary behavior (
13–
17), and poor nutrition (
18) among individuals with serious mental illness are well documented. Research has drawn attention to the needs of community mental health centers to support the general medical health needs of consumers (
19). In addition to primary care, mental health agencies may offer lifestyle interventions focused on agency-based activities (for example, exercise groups and nutrition groups). However, participants in this study requested items that facilitated independent engagement in healthy lifestyles (for example, gym memberships). The desire for these types of goods or services suggests that the current offerings from mental health agencies are inadequate to meet consumer needs.
Equally important were participation needs in the area of using public transportation, which accounted for 9% of overall requests. Research has often cited the impact of transportation barriers among individuals with serious mental illness (
19–
21). Specifically, the inability to access transportation has a negative impact on social connectedness (
20), participation in exercise interventions (
19), and employment (
21). This study provides additional evidence that consumers experience limited transportation as a barrier to participation and a barrier to their personal medicine.
Participants made requests that fell into six broad categories. However, fewer than 10% of requests across all participants were categorized within unique codes, and some needs were identified by only a few individuals—for example, arts and culture (2%), higher education (2%), and informal education (<1%). These requests indicate that individuals with serious mental illness have extremely diverse interests and needs that mental health services can never fully address if consumers are not given the opportunity to self-direct care. Furthermore, consumers may have common needs, as represented by the broader ICF chapter codes, but diverse and unique ideas as to how to best address those needs.
Reed and colleagues (
22) provided case examples of how the ICF model can be used to improve treatment planning for individuals with serious mental illness. Although individuals may have the same clinical diagnosis, their environmental barriers and facilitators, as well as their functional capacities, contribute differently to their engagement in meaningful roles. Reed and colleagues argued that the uniqueness between individuals is better captured by a biopsychosocial model, rather than by a traditional medical model. In addition, research has documented difficulties experienced by individuals with serious mental illness across activities and participation categories of the ICF model (
23).
This study found unique differences in needs on the basis of diagnosis. Participants with a diagnosis of a schizophrenia spectrum disorder more frequently requested items to support fitness, whereas those with bipolar disorder and major depression were more likely to request items to help manage stress. The most common requests within diagnoses were consistent with the ICF diagnostic core sets. Handling stress has been identified as an area of functioning with which individuals with bipolar disorder (
24) and major depression (
25) may struggle. Maintaining health is identified in the schizophrenia core set (
26).
A key barrier to implementing SDC may be differing interpretations of medical necessity (
27). SDC allows participants to use funds to purchase nontraditional goods or services that they consider medically necessary. For example, in regard to the definition of medical necessity used in the Pennsylvania Public Welfare program, this study provided important justification for nontraditional goods or services to “assist the individual to achieve or maintain maximum functional capacity of the individual and those functional capacities that are appropriate for individuals of the same age (
11).” Use of codes from the ICF model indicated that the needs for participation in community life identified in this study are consistent with activities that most adults engage in during their lifetime (
9). Providers often target increased capacity through skill development interventions but do not address the financial barriers that affect participation. Functional capacity, however, does not always lead to independent participation (
28). Services that do not address barriers to participation point to a major gap in the ability of the current system to achieve increased rates of participation in community life, a central aspect of health as indicated by the ICF model. Innovative approaches, such as SDC, may lessen this gap and facilitate greater community inclusion.
Previous research indicates that even when individuals with serious mental illness have geographic access to community-based resources (
29), they still may not participate at desired levels (
30). Providing the financial support to access resources may help bridge the gap between proximal access and full participation. This study demonstrates that individuals with serious mental illness have the capacity to identify their needs to enable their own participation in community life.
The study had some limitations. First, the self-directed care program was new to study participants, and the program took a while to mature. Therefore, although the represented requests were diverse, they may not fully represent participants’ needs; participants with greater program familiarity might have requested different goods or services. In addition, the coding of needs relied on the best interpretation of participants’ justification of their request. The amount of detail that participants provided about their requests varied, which could have affected how items were coded. Also, male participants were underrepresented; more than 70% of the participants were women. Finally, the study focused only on needs identified by participants and personal strategies to address those needs, not the effectiveness of this approach in achieving traditional outcomes.