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Communication Commentary
Published Online: 17 January 2017

The Health Care Triad: Optimizing Communication in Dementia Care

Caregivers are often the casualties, the hidden victims. No one sees the sacrifices they make.
Judith L. London
Family members caring for older relatives with dementing illnesses are at greater risk of adverse health-related outcomes than are family caregivers of older adults with other health disorders (1). Physicians are often the first contact in the health care system for most family caregivers of individuals who are diagnosed as having dementia (2). According to Fortinsky, “physicians are in a unique position to help family caregivers reduce the risks of adverse outcomes by carefully explaining the dementia disease process, advising how to manage symptoms as they occur, and linking caregivers with appropriate community support services” (3). The physician must skillfully engage and empower patients with dementia to optimize their participation in their health care decisions while engaging the crucial and often emotionally exhausted primary caregivers. The term health care triad in this context includes the patient with dementia, the family caregiver, and the patient’s physician.
Each member of the health care triad brings unique sociodemographic, psychological, cultural, and health-related characteristics to the relationship (3, 4). Any of these factors may influence the effectiveness of the triadic encounter. Mahoney and colleagues (5) explored cross-cultural similarities and differences in African-American, Chinese, and Latino family caregivers’ perceptions of the onset and diagnosis of Alzheimer’s disease among their relatives. All three groups were noted to normalize the cognitive symptoms of their affected family member until a critical event, usually relocation, precipitated family awareness that their family member’s behavior was not the result of normal aging. The study suggested that the three groups differed in the topic of greatest concern to the caregivers when interacting with the family member’s physician. African-American caregivers more frequently noted that physicians tended to minimize or disrespect their concerns about the memory loss of their elder family member; Chinese caregivers were concerned about stigmatization within their community of the elder family member with dementia; Latino caregivers indicated that they did not want to be pressured to place their loved one in a setting outside of the home. The authors recommended providing the public with better access to discreetly presented Alzheimer’s disease information, increasing dementia awareness among community physicians, motivating clinicians to adopt culturally sensitive communication patterns, and providing community education to reduce the stigmatization of persons with Alzheimer’s and other dementing diseases.
Patient-centered doctor–patient communication, in which the physician solicits the patient’s perspective and enhances the patient’s feelings of partnership and understanding, has been demonstrated to increase patient adherence to treatment, improve satisfaction with care, and decrease patient distress (6, 7). However, in engaging the patient and caregiver in the painful discussion about the diagnosis of dementia, physicians may fall short of optimal communication techniques. Zaleta and Carpenter (8) studied patient-centered behaviors of physicians during the disclosure of a dementia diagnosis to the patient and caregiver. The study’s physicians most frequently used positive rapport-building behaviors, followed by facilitation of questions and patient activation, which the physicians reported using to establish a shared understanding with the patient and actively solicit the patient’s perspective. The least frequent patient-centered technique observed in the study was emotional rapport building. Many physicians seemed to struggle with expressing optimal empathic attunement in these discussions.
Communicating the diagnosis of dementia can be very difficult for the entire triad. The physician attempts to disclose the diagnosis to the patient, who may not fully comprehend the implications of a dementia diagnosis, as well as to the caregiver, who may attempt to be stoic in the company of the patient (9). The triangular nature of this communication may complicate the interaction for the physician and interfere with attempts to empathically connect with both patient and caregiver. The study by Zaleta and Carpenter (8) suggested that some physicians more frequently and naturally used patient-centered communication, whereas others did so less frequently. Although it is unclear how these communication styles may affect the care received, family caregivers of individuals with dementia have reported in other studies (10, 11) that doctors did not provide adequate emotional support and social service linkages for them. Although more research needs to be done, empathic engagement with the physician treating their family member appears to be a crucial component of the triadic relationship for caregivers of a family member with dementia.

Clinical Vignette

Ms. Ramirez and her adult daughter, Silvia, sat in the waiting room. Ms. Ramirez smiled as she described what “Papa” was doing today. Silvia’s brow furrowed in concern before she finally spoke. “Mama, you know Papa is gone.”
“Gone? Where has he gone?” Ms. Ramirez inquired, confused.
“Mama, he died. Remember? Of cancer. It was two years ago.”
“Are you sure?” Ms. Ramirez queried. “I thought I saw him today.”
“No, Mama. You just get confused sometimes. It’s OK. But what you are remembering happened a long time ago.”
“Oh,” murmured Ms. Ramirez, sadness enveloping her features.
Dr. Montenegro stood quietly, listening to the interaction. She was glad she had geriatric psychiatry training. Still, it was painful. She took a deep breath and greeted them both. Ms. Ramirez was 69 years of age and had been referred to Dr. Montenegro by her primary care physician because of concerns about her sleep difficulties and memory problems. As a member of the patient-centered medical home, Dr. Montenegro frequently collaborated closely with the medical team. Ms. Ramirez had undergone blood work, magnetic resonance imaging, and basic cognitive testing to determine the nature of her failing memory. Dr. Montenegro was also providing a psychiatric evaluation for sleep disturbance and possible depression.
When they got into the office and sat down, Silvia spoke first. “Did you get the results of the tests back?”
“Yes,” Dr. Montenegro answered. She then turned her gaze to Ms. Ramirez and inquired, “Ms. Ramirez, how have you been feeling?”
“Oh, good as gold,” Ms. Ramirez answered automatically before adding with a frown toward Silvia, “But, I do get confused. Silvia keeps reminding me of that.”
“Oh, Mama. I’m sorry,” Silvia replied. “You know, since Papa died, you sometimes live in the past. I think you just really miss him.”
Test results pointed to early-stage Alzheimer’s disease. Dr. Montenegro pondered whether to review all of the results first or just give the diagnosis. She decided that they (and she) needed a little preparation. “Well, Ms. Ramirez, your tests suggest that most of your organs are healthy,” Dr. Montenegro began.
“Oh, please, call me Maria,” Ms. Ramirez interrupted.
“Maria, your heart and other organs are in good shape. And your blood work was normal,” Dr. Montenegro said.
Silvia glanced up with a look of dread.
Dr. Montenegro continued. “Ms. Ramirez—Maria—you have been grieving your husband, and I think that has affected your mood and memory. But I am saddened to say that the tests also suggest that you have the early stages of Alzheimer’s disease. Do you know what that is?”
Silvia stifled a gasp and clasped her mother’s hand. Ms. Ramirez donned a look of resolve, clutched Dr. Montenegro’s hand, and replied, “My grandmother had it, I think. Are you going to put me in a nursing home?”
“No, Mama, don’t you worry. Juan and I will take care of you,” Silvia blurted, a tear making its way down her cheek.
Dr. Montenegro gazed at them both empathically and continued to hold Ms. Ramirez’s hand as she explained the disorder—that it affects different people in different ways and that they would plan together, with the medical team, what the best treatments would be. Dr. Montenegro reassured Ms. Ramirez and her daughter that decisions would be in their hands, in collaboration with the treatment team—of which she, Dr. Montenegro, would be an integral part—to provide support, to treat sleep and mood symptoms, and “to get through this together.”

Tips for Enhancing Engagement With the Person With Dementia and the Family Caregiver

The concept of the health care triad has emerged in the field of geriatric medicine to describe encounters and interactions among older patients, family caregivers, and physicians (3). The caregiving family member constitutes an important third person in the geriatric medical encounter. The triadic clinical relationship is dynamic, and “the nature of the relationship varies over time in accordance with both patient and family needs, and the course of patients’ medical conditions and functional status” (12). Family caregiver studies have found that the most important concerns of family caregivers when interacting with physicians about dementia care are obtaining a diagnosis, learning how to manage current or expected symptoms, locating and using support services in the community, and receiving emotional support (3, 4). Family caregivers also request information about and medication treatment for dementia-related symptoms of their loved one. The doctor-patient relationship becomes complex when the patient has dementia and the needs of the caregiver, as well as the patient, must simultaneously be addressed. The potential for miscommunication and leaving the patient out of the loop in terms of services and treatment planning is an ever-present danger. Caring for the caregiver, acknowledging the stress and fatigue involved in caregiving, providing resources, and ensuring adequate information is shared and communication is clear is a multidisciplinary challenge as well as an opportunity to improve the lives of patients and families (9).
For individuals with dementia, establishing a collaborative mutual partnership in which the physician, patient, and family caregiver work together is particularly important. Below are practical tips for improving effective communication with your patients and their caregivers (3, 1315):
1.
Ensure that the patient and caregiver feel welcome—the space in which you meet the patient and family should be easily accessible, with helpful signage (if needed), and introductions should be clear.
2.
Provide resource information. For example, have handouts or brochures of resources for caregivers and patients with dementia.
3.
Clarify roles and emphasize the importance of ensuring that each member of the triad (patient, caregiver, and physician) is heard.
4.
Articulate the goal of ensuring that the patient participates optimally in his or her care decisions. Ask whether he or she wants the caregiver to be present for the entire session or whether the patient wants time alone with the physician. Obtain releases to talk with family members.
5.
Ask open-ended questions and give time for answers.
6.
Make eye contact and speak directly to the patient when discussing diagnostic and treatment recommendations. Clarify the understanding of both the patient and the caregiver. Provide time for questions and collaborative treatment planning.
7.
Set up the office to be conducive to communication. Allow extra time for the visits when possible, limit background noise, sit close to the patient and caregiver, speak clearly, ensure good lighting without glare, and sit so that you can easily make eye contact with both the patient and the caregiver.
8.
Provide emotional support and empathy to both the patient and the caregiver, acknowledging how difficult the situation may be (e.g., challenges and distress) and appreciating positive attributes and accomplishments (fortitude, caring, achieving a goal, coordinating services, etc.);
9.
Identify and optimize strengths, interests, assets, and resiliencies.
10.
Provide realistic hope.
11.
Discuss treatment options concretely. Simple handouts and written instructions are helpful.
12.
Use a collaborative team approach between the primary care physician and other medical providers, the psychiatrist, the patient, the family, and other mental health professionals, as appropriate. Set up regular and specified methods of team communication, when possible. Clarify for the patient and family who will provide and communicate information about care coordination and how to reach them.

References

1.
Ory MG, Hoffman RR III, Yee JL, et al: Prevalence and impact of caregiving: a detailed comparison between dementia and nondementia caregivers. Gerontologist 1999; 39:177–185
2.
Heagerty B, Eskanazi L: A practice and program perspective on family care-giving; in Family Caregiving: Agenda for the Future. Edited by Cantor HH. San Francisco, American Society on Aging, 1994
3.
Fortinsky RH: Health care triads and dementia care: integrative framework and future directions. Aging Ment Health 2001; 5(supp1):35–48
4.
Beisecker AE, Beisecker TD: Research issues related to physician-elderly patient interactions. Res Aging 1996; 18:3–8
5.
Mahoney DF, Cloutterbuck J, Neary S, et al: African American, Chinese, and Latino family caregivers’ impressions of the onset and diagnosis of dementia: cross-cultural similarities and differences. Gerontologist 2005; 45:783–792
6.
Beck RS, Daughtridge R, Sloane PD: Physician-patient communication in the primary care office: a systematic review. J Am Board Fam Pract 2002; 15:25–38
7.
Stewart M, Meredith L, Brown JB, et al: The influence of older patient-physician communication on health and health-related outcomes. Clin Geriatr Med 2000; 16:25–36, vii–viii
8.
Zaleta AK, Carpenter BD: Patient-centered communication during the disclosure of a dementia diagnosis. Am J Alzheimers Dis Other Demen 2010; 25:513–520
9.
Orange JB, Ryan EB: Alzheimer’s disease and other dementias: implications for physician communication. Clin Geriatr Med 2000; 16:153–173, xi
10.
Yaffe MJ, Orzeck P, Barylak L: Family physicians’ perspectives on care of dementia patients and family caregivers. Can Fam Physician 2008; 54:1008–1015
11.
Schulz R, O’Brien AT, Bookwala J, et al: Psychiatric and physical morbidity effects of dementia caregiving: prevalence, correlates, and causes. Gerontologist 1995; 35:771–791
12.
Silliman RA: Caregiving issues in the geriatric medical encounter. Clin Geriatr Med 2000; 16:51–60
13.
Lee SJ, Back AL, Block SD, et al: Enhancing physician-patient communication. Hematology 2002; 1:464–483
14.
Jethwa KD, Oluwademilade O. Advance care planning and palliative medicine in advanced dementia: a literature review. B J Psych Bulletin 2015: 39:74–78
15.
Gerontologists Outline How Doctors Can Bridge Communication Gap With Older Patients. Chicago, American Medical Association, 2012. www.amednews.com/article/20121029/health/310299947/4/. Accessed July 1, 2016

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Published in print: Winter 2017
Published online: 17 January 2017

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Dorothy E. Stubbe, M.D.
Dr. Stubbe is associate professor and program director for the Yale University School of Medicine Child Study Center, New Haven, Connecticut (e-mail: [email protected]).

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Dr. Stubbe reports no financial relationships with commercial interests.

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